Compliance and Operational Risk Testing China Lead Vice President
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Job Location:
Monthly Salary:
Posted on:
13 hours ago
Vacancies:
1 Vacancy
Job Summary
As the Compliance and Operational Risk Testing China Lead within the Testing Center of Excellence you will play a pivotal role in enhancing our compliance and operational risk management. You will manage and develop a diverse team located in China coordinating with global and regional teams on testing responsibilities across business lines and functions to deliver timely accurate and well-documented outcomes for our China testing program.
You will shape and execute the compliance-driven and risk-based testing strategy across our China franchise covering complex domain processes within a leading global organization. You will own end-to-end test planning and delivery driving oversight and governance of the China testing program oversee the China testing team to evaluate the design and effectiveness of controls across business lines in China identify control coverage gaps and communicate results to senior leaders and regulators.
You will leverage advanced analytical thinking sound judgment and strong stakeholder management to influence outcomes communicate results to senior leaders and regulators and continuously enhance our testing methodology.
Job responsibilities
- Lead the development and execution of a comprehensive risk-based testing strategy aligned to regulatory requirements and firm policies.
- Oversee end-to-end testing execution ensuring accuracy completeness timeliness and clear communication of results and impacts.
- Assess control environments to verify control design and implementation and to determine operating effectiveness; identify coverage gaps and drive sustainable remediation.
- Manage complex testing initiatives using advanced project management practices including scope resourcing milestones dependencies and issue/risk management.
- Prepare and review test plans and scripts sampling approaches evidence packages and robust testing documentation.
- Produce clear concise reports and compelling presentations of results and recommendations.
- Lead meetings with business owners at various management levels effectively communicate testing strategies observations and influence control enhancements.
- Coach and guide the testing team in China removing roadblocks ensuring consistency of methods quality of documentation and on-time delivery across concurrent engagements.
- Apply analytical thinking and data-driven techniques to evaluate complex processes. Use tools such as Excel Alteryx and Tableau to enable efficient insightful testing.
- Collaborate with cross-functional partners (e.g. Business Finance Operations Technology Control Management Internal Audit Compliance).
- Drive continuous improvement by proposing and implementing enhancements to testing methods automation metrics and reporting.
- Participate in location governance forums and provide reporting on the testing progress and escalations at the forums and senior stakeholders.
- Maintain strong awareness of applicable regulations in China firm policies and control standards and escalate significant risks and policy exceptions promptly.
Required qualifications capabilities and skills
- More than 12 years experience in audit compliance testing or related discipline in the China financial services industry including managing cross-legal entity teams and senior stakeholders.
- Audit background and corresponding qualifications such as CA CPA CISA CIA.
- Business level proficiency in Chinese (Mandarin) and English both written and verbal.
- Strong appreciation of China financial regulatory landscape and practical knowledge of China data and legal entity requirements from national banking and securities laws and regulations.
- Demonstrated ability to evaluate control design and operating effectiveness SOX testing risk assessments key control reviews issue identification and remediation tracking.
- Strong knowledge of financial institution products and services (e.g. banking markets asset management) products.
- Proven ability to lead complex multi-stakeholder tests coordinate across multiple concurrent engagements and strong project management skills with a track record of on-time high-quality delivery.
- Excellent stakeholder management skills with the ability to influence outcomes and navigate challenging discussions with senior audiences and when applicable regulators.
- Strong analytical problem-solving and critical thinking skills.
- Proficiency with MS Office (Excel Word PowerPoint) and experience with intelligent solutions such as Alteryx and Tableau.
- Ability to work in an global organization including participating in meetings with stakeholders across different regions (North Americas APAC etc).
Required Experience:
Exec
Key Skills
- Computer Science
- Operational Risk Management
- Risk Management
- Six Sigma
- Continuous Improvement
- Lean
- Process Improvement
- Pricing
- Customer Support
- Alteryx
- Kaizen
- Project Management Lifecycle
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
