Quality Control Associate, AWM Operations
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Job Location:
Monthly Salary:
Posted on:
8 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
Join our Quality Control team and support all aspects of Client Onboarding to include the fulfilment of Anti Money Laundering (AML and Know Your Client (KYC) requirements for the Wealth Management division of the firms Asset and Wealth Management (AWM) business.
As a Quality Control Associate within the Assets & Wealth Management (AWM) Operations team you will ensure all client KYC records are compliant with regulatory standards and ensure high quality and timely completion of due diligence requirements for new and renewing client relationships. You will make independent recommendations regarding AML risk and escalations acting as the first line of defense. You will collaborate with compliance and control functions participate in KYC/AML forums and support regulatory audits. You will also contribute to team knowledge sharing and training initiatives.
Job Responsibilities
- Review and analyze client KYC information to assess AML and reputation risk during onboarding and periodic reviews
- Validate source of wealth corroboration in line with firm guidelines
- Analyze complex account opening situations to identify potential issues
- Review client documentation to ensure compliance with regulatory requirements
- Coordinate with compliance and control functions on regulatory audits requests and initiatives
- Represent the team and participate in KYC/AML discussions committees and forums
- Share information knowledge and expertise with peers and team members
- Conduct periodic training and awareness sessions for new hires and staff
Required Qualifications Capabilities and Skills
- Bachelors Degree in Business Administration Finance Accounting or equivalent
- Minimum 3 years of experience in private banking risk management audit or compliance with a focus on KYC/AML
- Background in internal or regulatory audit with KYC/AML specialization
- Broad knowledge of rules and regulations for Asia jurisdictions with a focus on KYC/AML
- Strong understanding of wealth management business
- Ability to work in a fast-paced multitasking environment
- Detail-oriented with the ability to identify and analyze issues holistically and independently
- Proven ability to handle escalations and drive resolutions
- Proficiency in written and verbal Mandarin as the role requires requires communications with stakeholders in China and interpretation of local documentations
Preferred Qualifications Capabilities and Skills
- Broad knowledge of rules and regulations for Asia jurisdictions especially Hong Kong and Singapore with a focus on KYC/AML
Required Experience:
IC
Key Skills
- Business
- Information Management
- Accounting
- Corporate Risk Management
- Faculty
- Jms
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
