Associate Manager Regulatory & Compliance
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Job Location:
Port Louis - Mauritius
Monthly Salary:
Not Disclosed
Posted on:
20 hours ago
Vacancies:
1 Vacancy
Job Summary
Responsibilities
The Associate Manager ensures regulatory compliance manage risk monitor processes lead the team and maintain accurate reporting.
Tasks
- Assist the Manager in
- Ensuring that all regulatory approvals are processed and up to date
- re-assessing the Code of Business Conduct and Corporate Governance frameworks for specific clients
- conducting client file review
- conducting bank transaction monitoring
- Assist to monitor remediation or findings relating to CDDs.
- Review Compliance issues leading to Disengagement of a client
- Work closely with the team to
- ensure that relevant processes are adhered to and mitigate financial implications in the event of process failures leading to substantial loss to IQEQ
- conduct Enhanced Due Diligence (EDD) for PEP and REP and World checks for clients
- monitor progress on findings on Power APPs
- Work with the team on Administrators Compliance Reports and Periodic Reviews
- Assist the Manager on RegCom teams work and assignment as well as in building capabilities within the team
- Train and coach team members so that they are well aware of all the processes and their responsibilities
- Conduct Staff Appraisals and recommend career development plans
- Client Facing
Key competencies for position and level
- Collaborative Relationships
- Deliver Consistent Results
- Engages and Develops team members
- Driving Business Growth
- Inspires and Mobilises Teams
- Navigates Complex Challenges
Key behaviours we expect to see
In addition to demonstrating our Group Values (Authentic Bold and Collaborative) the role holder will be expected to demonstrate the following:
- Accuracy
- Approachability
- Attention to detail
- Prioritisation
- Proactivity
- Relationship Building
- Taking ownership
Qualifications :
Education / professional qualifications
- Degree holder in Law or any other relevant field
- Fully masters the understanding of FSA Securities Act FIAML and FIAMLR
Background experience
Minimum 5 years experience in the financial services sector preferably in Compliance or Operations
Others
Excellent at Excel word and powerpoint
Additional Information :
OUR COMMITMENT TO YOU AND THE ENVIRONMENT
Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders including our employees clients and local communities while also reducing our impact on our natural environment.
There is always more we can and should do to improve whether in relation to our people our clients our planet or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. Were committed to fostering an inclusive equitable and diverse culture for our people led by our Diversity Equity and Inclusion steering committee.
Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees careers while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5800 employees - from 94 nationalities across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund in an environment where only 15% of all private equity and venture capital firms are gender balanced.
Were committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients sustainability and success leads to our sustainability and success. Were emotionally invested in our clients right from the beginning.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Proofreading
- Adobe Acrobat
- FDA Regulations
- Manufacturing & Controls
- Biotechnology
- Clinical Trials
- Research & Development
- GLP
- cGMP
- Product Development
- Chemistry
- Writing Skills
About Company
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infras ... View more
