Lead Supervisor Appointed Representatives

Job title: Lead Supervisor Appointed Representatives
Division: Supervision Policy and Competition
Department: Appointed Representatives

• Salary: National (Edinburgh and Leeds) ranging from 59100 to 69600 and London from 64900 to 76500 (salary offered will be based on skills and experience)

• This role is graded as: Lead Associate

• Your recruitment contact is Riley Fox via Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.

About the FCA and team

We regulate financial services firms in the UK to keep financial markets fair thriving and effective. By joining us youll play a key part in protecting consumers driving economic growth and shaping the future of UK finance services.

SPC oversees firms and individuals (supervision) creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition).

Sitting in the Insurance Directorate the Appointed Representatives department leads the FCAs work to reduce harm in the Appointed Representatives (AR) regime by improving oversight of principal firms and driving stronger conduct standards across the financial services sector.

Role responsibilities

• Shape the FCAs strategic direction for the Appointed Representatives (AR) regime influencing how regulatory oversight evolves to reduce harm

• Lead and support complex high-impact projects tackling systemic issues and driving improvements across the AR landscape

• Design and deliver proactive multi-firm reviews identifying risks and recommending solutions that strengthen market integrity

• Build trusted relationships with senior internal and external stakeholders ensuring alignment and collaboration across initiatives

• Produce high-quality communications for diverse audiences translating complex findings into clear actionable insights

• Conduct in-depth analysis of principal firms and their ARs uncovering patterns and informing regulatory interventions

• Deputise for the Team Manager gaining leadership experience through coaching others and helping steer strategic priorities

Skills required

Minimum:

• Proven experience and knowledge of the financial services sector including how firms operate and the risks of harm they pose to consumers and markets

• Prior experience and proven track record of delivering projects to successful and timely conclusions

• Demonstrable experience managing developing and supporting others

Essential:

• Experience developing and delivering strategies with clear outcomes and success measures

• Ability to identify and build constructive relationships with key internal and external stakeholders

• Strong analytical skills and the ability to identify and assess risks effectively under pressure

• Prior experience managing and prioritising multiple workstreams to achieve strategic objectives

Benefits

• 25 days annual leave plus bank holidays

• Hybrid model with up to 60% remote work

• Non-contributory pension (812% depending on age) and life assurance at eight times your salary

• Private healthcare with Bupa income protection and 24/7 Employee Assistance

• 35 hours of paid volunteering annually

• A flexible benefits scheme designed around your lifestyle

For a full list of our benefits and our recruitment process as a whole visit our benefits page.

Our values and culture

Our colleagues are the key to our success as a regulator. We are committed to fostering a diverse and inclusive culture: one thats free from discrimination and bias celebrates difference and supports colleagues to deliver at their best. We believe that our differences and similarities enable us to be a better organisation one that makes better decisions drives innovation and delivers better regulation.

If you require any adjustments due to a disability or condition your recruiter is here to help - reach out for tailored support.

We welcome diverse working styles and aim to find flexible solutions that suit both the role and individual needs including options like part-time and job sharing where applicable.

Disability Confident: our hiring approach

Were proud to be a Disability Confident Employer and therefore people or individuals with disabilities and long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment cases of high application volumes we may progress applicants whose experience most closely matches the roles key requirements.

Useful information and timeline

Timeline:

• Job advert close: 21st November at 23:59

• CV Review/Shortlist: 24th November

• First Interview: w/c 27th November

Your Recruiter will discuss the process in detail with you during screening for the role therefore please make them aware if you are going to be unavailable for any date during this time.