Investor Services Manager, Capital Markets Regulatory
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Job Location:
San Francisco, CA - USA
Monthly Salary:
Not Disclosed
Posted on:
11-11-2025
Vacancies:
1 Vacancy
Job Summary
The role:
SoFi is seeking a Manager to join our Capital Markets this role you will be the structuring point person working with a cross-functional internal team of capital markets treasury investor relations legal and IT team members together with external constituencies including broker-dealers investors and rating agencies to establish the most efficient structures for proposed Capital Markets transactions.
What youll do:
- Strong analytical skills with attention to detail and deep knowledge of financial rules and regulations.
- Provide on-going feedback to cross functional partners on regulator reviews
- Monitor and track ongoing performance regulator reviews investor reviews and remediations
- In partnership with internal and external counsel develop and implement remediations for the department and additional controls
- Analyze and understand the economic impact of using different avenues of funding available through the capital markets (execution related to ABS transactions whole loan sales warehouse financing and bulk sales)
- Collaborate and provide strategic support to internal stakeholders such as credit legal engineering product treasury accounting servicing and finance.
- Assist with the content preparation communication correspondence and due diligence processes for external stakeholders including investors lenders rating agencies data systems providers law firms trustees custodians and accounting firms.
- Other ad hoc support as needed requested relating to whole loan sales asset backed securitizations new products securities financing unsecured lines of credit and any other future financing initiatives of the company.
What youll need:
- 8 years of relevant experience desired primarily in capital markets and ABS execution
- BS/BA in business finance accounting economics or similar technical field
- Excellent work ethic and willingness to contribute broadly to achieve team and company objectives
- Strong verbal and written communication as well as technical and organizational skills
- Strong analytical skills with attention to detail and deep knowledge of financial regulations
- Strong ability to read and interpret financial contracts and knowledge of core documents and industry standard/best practices in transactional terms
- High level of proficiency with Microsoft Office suite (particularly in Excel PowerPoint)
- Previous experience with lending or consumer credit products a plus: mortgages student loans credit cards personal loans etc.
- Previous experience with asset-backed securitization data sets a plus: Bloomberg Intex DV01 etc.
Required Experience:
Manager
Key Skills
- Proofreading
- Adobe Acrobat
- FDA Regulations
- Manufacturing & Controls
- Biotechnology
- Clinical Trials
- Research & Development
- GLP
- cGMP
- Product Development
- Chemistry
- Writing Skills
About Company
Why do 10M+ members trust SoFi? Financial solutions for school, marriage, starting a family, home buying, retirement, or whatever’s next. Member FDIC.
