Senior Manager, Regulatory, Product & Sales Compliance
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
The Opportunity
This Senior Manager Regulatory Product & Sales Compliance will be responsible for providing compliance support and advisory for matters relating to regulatory compliance sales compliance and business initiatives.
Position Responsibilities:
Provide compliance support for the Regulatory Product & Sales Compliance team specializing in regulatory compliance compliance on sales process and advisory on business projects;
Provide compliance advisory support on business projects (including but not limited to digital initiatives initiatives involving the use of new technology business initiatives etc.) and compliance initiatives;
Support the IFP (Individual Financial Products) and GLH (Group Life & Health) business to roll out new regulatory requirements and ongoing monitoring;
Assist in ad hoc requests review and/or inspection exercises as and when required by regulators;
Assist in the development of effective corporate product and selling process compliance programs including identification evaluation of controls for relevant regulatory requirements;
Advise and support the implementation of policies/ procedures and control measures including business conduct product selling processes post sales operations etc.;
Provide compliance advice and clearance for business campaigns and media releases; and
Support regular compliance/ regulatory reports and annual compliance exercises.
Required Qualifications:
Degree holder in Law Accounting Finance or Business Administration or relevant disciplines;
At least 5 years compliance / regulatory / compliance related consulting experience with 3 years in the area of insurance compliance preferred; and
Experience in dealing with regulators such as the Insurance Authority and Securities and Futures Commission preferred.
Good communication skills in English and Chinese both spoken and written;
Good analytical and problem-solving skills;
Regulatory or compliance related experience;
Willing to accept challenges and able to adapt to changes;
Attentive to details and able to work independently and proactively; and
Good product knowledge of life insurance business preferred.
When you join our team:
Well empower you to learn and grow the career you want.
Well recognize and support you in a flexible environment where well-being and inclusion are more than just words.
As part of our global team well support you in shaping the future you want to see.
About Manulife and John Hancock
Manulife Financial Corporation is a leading international financial services provider helping people make their decisions easier and lives better. To learn more about us visit is an Equal Opportunity Employer
At Manulife/John Hancock we embrace our diversity. We strive to attract develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment retention advancement and compensation and we administer all of our practices and programs without discrimination on the basis of race ancestry place of origin colour ethnic origin citizenship religion or religious beliefs creed sex (including pregnancy and pregnancy-related conditions) sexual orientation genetic characteristics veteran status gender identity gender expression age marital status family status disability or any other ground protected by applicable law.
It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process contact .
Working Arrangement
Required Experience:
Senior Manager
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Manulife is a leading financial services group. We provide financial advice, insurance, as well as wealth and asset management solutions for individuals, groups and institutions.
