Control Oversight Market Conduct Office
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Job Summary
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Job Title Control Oversight Market Conduct Office
Location London
Corporate Title Vice President
The Market Conduct Office (MCO) is an opportunity to embed market conduct in business decisions and to improve the efficiency sustainability and transparency of Market Conduct controls management. Residing within the Front Office reporting up into the Head of the Investment Bank and will focus on providing governance and oversight for all Deutsche Bank activities related to market conduct.
MCO will promote resiliency and sustainability of the Market Conduct control environment and mitigate risks by overseeing and supporting the firms risk management internal controls governance and culture relating to market conduct in order to foster trust and confidence in Deutsche Banks provision of financial services.
MCO strategically brings together the existing market conduct capabilities with the Firms overall risk management framework to complement existing processes and create efficiencies while ensuring central oversight.
You will support the implementation of a strategic and sustainable control oversight programme and be focusing on translating multiple sources of market conduct information (such as alerts events and control improvements identified) into tangible actions to maintain a strong controls culture embedded into our Bank.
What well offer you
A healthy engaged and well-supported workforce are better equipped to do their best work and more importantly enjoy their lives inside and outside the workplace. Thats why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
- Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
- Competitive salary and non-contributory pension
- 30 days holiday plus bank holidays with the option to purchase additional days
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits including Retail Discounts a Bike4Work scheme and Gym benefits
- The opportunity to support a wide-ranging CSR programme 2 days volunteering leave per year
Your key responsibilities
- Review findings management portfolio (identified through self-identified issues audit regulators investigations) for market conduct impact and drive through to completion
- Conduct root cause analysis and read across of identified issues to other businesses and divisions
- Input review and approve control design prior to implementation of controls enhancements
- Conduct analysis of market conduct key control effectiveness across business lines and divisions
- Conduct horizon scanning and impact assessment: emerging risks external conduct events new regulations/ laws industry standards
- Provide market conduct business advisory. Identify escalations needed to senior management and review the resolution of market conduct exceptions and alerts
Your skills and experience
- Comprehensive understanding of financial markets and products
- Experience in a non-financial risk management role in Banking and/or Global Markets in either 1st Line of Defence/Business Risk or Compliance roles
- Experience of communicating with senior business management in person within a large forum and through email
- Proven track record of design delivery and oversight of future state controls
- Proven track record of successfully working within diverse high performing teams and departments both locally and remotely
How well support you
- Training and development to help you excel in your career
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
- We value diversity and as an equal opportunities employer we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (for example screen readers assistive hearing devices adapted keyboards)
About us
Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to have been named The Times Top 50 Employers for Gender Equality 2025 for six consecutive years. Additionally we have been awarded a Gold Award from Stonewall and named in theirTop 100 Employers 2024 for our work supporting LGBTQ inclusion.
If you have a disability health condition or require any adjustments during the application process we encourage you to contact our Adjustments Concierge on to discuss how we can best support you. Alternatively you can share your phone number and a member of the team will be happy to call you to talk through your specific requirements.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive fair and inclusive work environment.
Key Skills
- Microsoft Access
- SQL
- Analysis Skills
- Microsoft Powerpoint
- Securities Law
- Data Mining
- Investment Banking
- Market Research
- Microsoft Excel
- Visual Basic
- Bloomberg
- Data Analysis Skills
About Company
Deutsche Securities Saudi Arabia (DSSA) is a closed joint stock company incorporated in 2007 under the commercial register number: 1010239773. DSSA is a subsidiary of Deutsche Bank AG [95% owned by Deutsche Bank AG and 5% owned by DB Capital Markets (Deutschland) GMBH] with paid capit ... View more
