Assistant Vice President, Compliance Audit
Assistant Vice President, Compliance Audit
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Job Description
Do you want your voice heard and your actions to count
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values building long-term relationships serving society and fostering shared and sustainable growth for a better world.
With a vision to be the worlds most trusted financial group its part of our culture to put people first listen to new and diverse ideas and collaborate toward greater innovation speed and agility. This means investing in talent technologies and tools that empower you to own your career.
Join MUFG where being inspired is expected and making a meaningful impact is rewarded.
The candidate will be part of the Internal Audit of Asia Financial Crimes Audit (AIAO-FCA) which is a dedicated regional audit team that covers financial crimes in the Asia-Pacific region.
Responsibilities:
Structure and execute efficient and effective audits to:
- Identify potential risk including awareness of risks both within span of control as well as enterprise-wide.
- Assign and review the work of audit team members for assigned engagements in coordination with Audit Director.
- Assess the state of the governance risk management and control environment aspects relevant to that risk.
- Report results in an effective and timely basis leading to appropriate remedial action and ongoing management of risk.
- Maintain compliance with audit methodology while also operating within industry best practices applicable regulations and internal and external professional practice and expectations.
- Effectively manage stakeholder relationships to a mutually accountable productive respectful and trusted level. Act as a leader / role model and continuously improve self as well as department.
Requirements:
- Applicant must have a recognized Degree in Economics Finance/Accountancy/Banking or its equivalent from a recognized university/higher learning institution.
- Desirable to have at least 8 years audit experience including experience in financial crimes (i.e. Anti-Money Laundering Sanctions Anti-Bribery and Corruption) in financial institutions and related markets related regulatory bodies and/or Big 4 professional services firms.
- Relevant certification in Financial Crimes (e.g. CAMS) preferred.
- Experience with the financial industry and related markets regulatory bodies and current industry events trends.
- Deep knowledge of risk assessment audit methodology and audit execution.
- Demonstrated proficiency in technology as required for assigned areas (MS Office audit data analytics etc.)
- Possess strong analytical problem-solving skills verbal and written communication skills.
- Regional travel may be required.
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit regardless of race religion or gender.
Required Experience:
Exec
Employment Type
Full-Time
