Internal Auditor – Associate – Asset Management
Internal Auditor – Associate – Asset Management
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Job Description
Join J.P. Morgans Internal Audit Department and contribute to our mission of enhancing and protecting the firm. The JP Morgan Chase Audit Department reports to the Audit Committee of the Board of Directors and is further accountable to the Chairman and CEO senior management and regulatory agencies. Audit is an independent risk assessment function established within the organization to evaluate test and report on the adequacy and effectiveness of managements system of internal control.
As an Audit Associate in the APAC Asset Management (APAC AM) Audit Team you will be responsible for assessing the design and effectiveness of the internal control environment of APAC AM business. The Associate position is where you will be accountable for planning and executing audits. You will have the opportunity to work with colleagues and business stakeholders in your location and across the globe in delivering these contributions will be essential in safeguarding the firms reputation and supporting its strategic objectives in the dynamic world of investment management.
Job responsibilities:
- Lead and execute audits efficiently including audit planning audit testing control evaluation report drafting work paper documentation and follow up and verification of issue closure. This is conducted in accordance with department and professional standards.
- Support global audit team to evaluate test and report on the adequacy and effectiveness of management controls.
- Identify emerging risks and control issues and reporting them to audit management.
- Document audit workpapers and reports with minimal supervisions by the Audit Manager.
- Communicate audit issues and results clearly and concisely in both verbal and written form and effectively influence the reporting process.
- Establish and maintain strong working relationships with key business stakeholders.
- Take ownership of self-development including stretch assignments to prepare for greater responsibilities and career growth and take initiative to seek out opportunity for continued learning
- Stay updated with evolving regulatory industry and market events impacting the firms risk organization particularly those unique to the region.
Required qualifications capabilities and skills:
- Minimum 3 years of audit or relevant audit/compliance/regulatory/finance experience in asset management industry.
- Bachelors degree in Accounting Finance or related discipline
- Professional certifications such as CPA CFA FRM.
- Understanding and working knowledge of APAC laws rules and regulations.
- Ability to lead audits work effectively within a matrix organization manage multiple projects and participate in audit assignments in a team environment.
- Good understanding of internal control concepts and audit methodology with the ability to evaluate and determine the adequacy and effectiveness of controls.
- Proficiency in risk assessment issue/impact analysis and executive report preparation.
- Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management.
- Proven ability to be able to multi-task complete projects on time and on budget and adjust to changing priorities.
Preferred qualifications capabilities and skills:
- Proficiency in Japanese and Mandarin will be preferred
- Strong data analytics skills using Excel Alteryx VB/SQL/Python and any other similar tools/languages
Required Experience:
IC
Employment Type
Full-Time
