Compliance Officer
Compliance Officer
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Job Description
Trading 212s mission is to enable everyone to build wealth.
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years our client base has grown 20 times to over 3.5 million and client assets have grown over 50 times to over 30 billion.
What will you do:
We are seeking a proactive and detail-oriented Compliance Officer to join our Compliance Function. The successful candidate will support the Head of Compliance in implementing and maintaining a robust compliance framework ensuring that the firm meets its regulatory obligations under Irish and EU law including MiFID II MAR and AML/CFT.
This is a second line of defense role providing oversight challenge and guidance to the business in relation to regulatory obligations and market conduct.
Key responsibilities:
Support the Head of Compliance in monitoring the firms adherence to applicable regulatory frameworks including MiFID II MiFIR MAR and AML/CFT.
Assist with maintaining up-to-date compliance policies procedures and the Compliance Framework.
Contribute to risk assessments and compliance monitoring programs including business reviews thematic testing and surveillance.
Help assess new regulatory developments and provide input on their impact to the firm.
Assist with the escalation and investigation of suspicious transactions and potential market abuse cases.
Assist in preparing compliance reports management information and materials for internal committees and Board updates.
Liaise with external stakeholders and regulators
Provide day-to-day support to business lines on compliance-related queries.
Help deliver training sessions on compliance conduct and financial crime topics.
Promote a strong compliance culture across the business.
What you need to have:
Third level qualification in finance legal or related field; a professional compliance qualification is advantageous (e.g. ACOI ICA).
1 - 2 years experience in a compliance regulatory or risk role within financial services (Regulatory Advisory with consultancy firm investment firms brokers or asset managers) with specific knowledge of money laundering regulation.
Knowledge of EU and Irish financial services regulation with a specific focus on MiFID II MiFIR and MAR and related frameworks.
Demonstrable experience in implementing maintaining and assessing compliance frameworks within a regulated financial services environment.
Keen interest in financial markets with an understanding of order execution trading practices and market structures in order to effectively monitor conduct assess risks and provide meaningful compliance oversight.
Excellent analytical organisational and communication skills.
A strong team player with the ability to work under pressure manage multiple priorities and escalate issues appropriately.
Excellent interpersonal skills with the ability to communicate confidently at all levels.
Strong integrity judgement and attention to detail.
What we offer:
Challenges that will help you grow and realize your potential fast.
Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
Work with smart spirited helpful high-performing colleagues with a common goal.
An environment where nothing is set in stone.
Appreciation for your talent and ideas.
Generous remuneration package including health life disability insurance pension 26 days holidays and annual bonuses.
Are you ready to accelerate your career with us Wed love to hear from you!
We thank all applicants but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
