AML and Compliance Officer StoneX Digital International Limited

Dublin - Ireland

Monthly Salary: Not Disclosed

Posted on: Yesterday

Vacancies: 1 Vacancy

Department:

Compliance

Job Summary

Overview

StoneX is an institutional-grade financial services network that connects companies organisations and investors to global markets ecosystem through a unique blend of digital platforms end-to-end clearing and execution services high-touch service and deep expertise.

We provide access to multiple derivatives exchanges and foreign exchange markets nearly every global securities marketplace and a number of bi-lateral liquidity venues. We deliver this access with support throughout the entire lifecycle of a trade from consulting and boots-on-the-ground intelligence to best execution to post-trade clearing custody and these ways StoneX enables clients to use the global markets ecosystem to achieve their business goals through one trusted partner.

StoneX currently serves more than 30000 commercial institutional and payments clients and more than 295000 retail clients across more than 140 countries. Our clients use our institutional-grade digital platforms our high-touch service and our market intelligence to pursue trading opportunities make investments efficiently manage their market risks and improve their business performance. Our relentless focus on helping them accomplish these objectives has enabled us to build deeply valued long-term relationships based on guidance integrity transparency and trust.

StoneX Digital International Limited (SDI) is an Irish Virtual Asset Service Provider (VASP) authorised and regulated by the Central Bank of Ireland (CBI). Offering a comprehensive suite of virtual asset services including execution clearing settlement and custody tailored specifically for institutional clients. As part of a global financial services network the firm provides access to major markets and liquidity venues supporting clients with high-touch service and deep regulatory expertise.

Responsibilities

Job purpose

The AML and Compliance Officer will be responsible for ensuring the firms compliance with applicable Irish and EU regulations including AML/CFT obligations under the Criminal Justice Act and PSD2 where applicable. This role will lead the local AML and Compliance function monitoring regulatory developments and advising the business on AML and Compliance matters. The individual will also act as the designated MLRO and primary liaison with the Central Bank of Ireland and other competent authorities.

Candidates looking to step up and hold their first PCF designation (or are in deputy roles seeking progression) are encouraged to apply.

General Duties

Monitoring key regulatory developments/horizon scanning and ensuring timely updates to internal policies
Offering advice training and guidance on AML and Compliance as required
Providing Board-level reporting on AML and Compliancematters.
Implementation of new regulations and other projects
Analysis and interpretation of relevant laws and regulations including identifying changes to these that could affect the business
Implementation of suitable AML and Compliancecontrols to new business initiatives and new products
Continually monitoring and enhancing existing compliance controls
Performing deep dive ad hoc monitoring tasks as outlined within the Firms Financial Crime Prevention Risk Management Framework and Compliance Monitoring Programme (CMP)
Reviewing and approving financial promotions where applicable
Providing training to the business on compliance policies and legal obligations as required
Investigating and resolution of ad hoc queries from regulators exchanges and other areas of the business
Filing suspicious activity reports to the Garda National Economic Crime Bureau Financial Intelligence Unit (FIU) Irish Tax and Customs Revenue Commissioners and other competent authorities or law enforcement agencies as may be required
Making reports required by applicable sanctions laws and regulations to appropriate competent authorities such as the Central Bank of Ireland; or organise the delegation of this to an appropriately qualified person

Qualifications

Knowledge and Experience:

At least five years relevant experience
Strong understanding of Financial Crime Prevention requirements in crypto-assets and other virtual currencies
Strong knowledge of applicable regulations e.g. Criminal Justice (Money Laundering and Terrorist Financing) Act PSD2 MiCAR MiFID II FATF Travel Rule etc

Qualification:

Fluency in business English
University degree/Professional Compliance Qualification
Other European languages would be an advantage

Skills

Effective planning organisation and time management skills
Ability to work accurately thoroughly reliably and with strong attention to detail
Strong communication and good relationship building skills (written and oral)
Experience liaising with regulators and law enforcement agencies.
Commercial awareness
Team player
Analytical mindset with the ability to deliver practical solutions
Ability to work independently and prioritise multiple tasks
Computer competency including Microsoft Outlook/Word/Excel

#LI-Hybrid #LI-AS1

Required Experience:

Intern

OverviewStoneX is an institutional-grade financial services network that connects companies organisations and investors to global markets ecosystem through a unique blend of digital platforms end-to-end clearing and execution services high-touch service and deep expertise.We provide access to multip...