Compliance Officer (Senior)
Share
Job Location:
Cape Town - South Africa
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Keeping investments compliant is no small feat; think of yourself as the guardian of trust in asset management.
Our client a leading player in the investments and asset management industry is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving client-focused environment.
Key Responsibilities:
Job Experience and Skills Required:
This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility helping shape compliance strategies that support both regulatory integrity and business performance.
Apply now!
For more exciting Finance vacancies please visit:
I also specialize in recruiting in the following:
If you have not had any response in two weeks please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn! Experience:
Key Responsibilities:
- Overseeing compliance frameworks specific to investments and asset management
- Monitoring adherence to FIC FAIS AML POPIA and other regulatory requirements
- Providing compliance guidance to Portfolio Managers investment teams and leadership
- Managing compliance monitoring programmes reporting and regulatory submissions
- Driving training and awareness initiatives across the business
- Identifying and addressing compliance risks while supporting best-practice governance
Job Experience and Skills Required:
- Proven compliance experience within investments asset management or financial services
- Strong knowledge of relevant legislation including FAIS FICA and AML requirements
- Solid understanding of investment products processes and client mandates
- LLB
This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility helping shape compliance strategies that support both regulatory integrity and business performance.
Apply now!
For more exciting Finance vacancies please visit:
I also specialize in recruiting in the following:
- Governance
- Risk
- Compliance
- Company Secretary
- Audit
- Legal
If you have not had any response in two weeks please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn! Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Network Recruitment specializes in talent solution services in the fields of IT, Finance, Engineering & Supply Chain. Visit our website for more info.
