About the Role:

Grade Level (for internal use):

Compliance & Control Senior Analyst - Ratings

The Role

The Senior Analyst role is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services practice areas assisting the practices on advisory matters relating to Credit Rating Agency regulations. For individuals with a strategic mindset and a passion for regulatory compliance this presents an exciting opportunity to contribute significantly. By joining this team you have the chance to shape the success and integrity of S&P Global Ratings making a meaningful impact in a role that is both challenging and rewarding.

Key Roles & Responsibilities

Provide credible reliable and responsive advisory services on Firm policies and procedures.

• Supporting Compliance colleagues in the execution of a compliance communication program for the organization that promotes (a) heightened awareness of the Compliance goals and (b) understanding of new & existing compliance initiatives and related policies & procedures.
• Assists in the development of compliance training and in ongoing communications that promote heightened awareness of compliance policies and procedures and the understanding of compliance issues.
• Oversee the Compliance database of internal review and complaint metrics including categorizing records and identifying trends that are used in training management and board decks.
• Work closely with the Compliance Control Room in the monitoring and resolution of surveillance escalations.
• Investigate potential employee violations of policies and administer discipline as part of the review determine the severity of the breach assist in any necessary remediation actions and escalate to the appropriate stakeholders.
• Work with the business to coordinate the process recording and resolution of both internal and external complaints.
• Support the establishment and/or enhancement of policies and procedures as well as their implementation.
• Liaise with internal control groups regulatory agencies and other external entities on compliance related matters.

Compensation/Benefits Information: (This section is only applicable to US candidates)

S&P Global states that the anticipated base salary range for this position is $100909.00 to $132600.00. Final base salary for this role will be based on the individuals geographic location as well as experience level skill set training licenses and certifications.

Required Education Skills and Experience:

• A minimum of 3-5 years of directly related comparable compliance experience.
• A bachelors degree is required.
• Strong interpersonal and team skills.
• Strong oral and written communication skills.
• Highly analytical solutions-oriented and detail oriented.
• Excellent presentation skills and ability to provide compliance training to all levels.
• Ability to exercise sound judgement under pressure.
• Self-motivated and well-organized; able to prioritize tasks and work well under pressure; able to stay abreast of changing regulatory rules and procedures in a developing industry.
• Proficiency in Microsoft Office applications

About S&P Global Ratings
At S&P Global Ratings our analyst-driven credit ratings research and sustainable finance opinions provide critical insights that are essential to translating complexity into clarity so market participants can uncover opportunities and make decisions with conviction. By bringing transparency to the market through high-quality independent opinions on creditworthiness we enable growth across a wide variety of organizations including businesses governments and institutions.

S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the worlds foremost provider of credit ratings benchmarks analytics and workflow solutions in the global capital commodity and automotive markets. With every one of our offerings we help many of the worlds leading organizations navigate the economic landscape so they can plan for tomorrow today.

For more information visit In It For You

Our Purpose:

Progress is not a self-starter. It requires a catalyst to be set in motion. Information imagination people technologythe right combination can unlock possibility and change the world.

Our world is in transition and getting more complex by the day. We push past expected observations and seek out new levels of understanding so that we can help companies governments and individuals make an impact on tomorrow. At S&P Global we transform data into Essential Intelligence pinpointing risks and opening possibilities. We Accelerate Progress.

Our People:

Were more than 35000 strong worldwideso were able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.

From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it. We are changing the way people see things and empowering them to make an impact on the world we live in. Were committed to a more equitable future and to helping our customers find new sustainable ways of doing business. Were constantly seeking new solutions that have progress in mind. Join us and help create the critical insights that truly make a difference.

Our Values:

Integrity Discovery Partnership

At S&P Global we focus on Powering Global Markets. Throughout our history the worlds leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of integrity in all we do bring a spirit of discovery to our work and collaborate in close partnership with each other and our customers to achieve shared goals.

Benefits:

We take care of you so you cantake care of business. We care about our people. Thats why we provide everything youand your careerneed to thrive at S&P Global.

Our benefits include:

• Health & Wellness: Health care coverage designed for the mind and body.

• Flexible Downtime: Generous time off helps keep you energized for your time on.

• Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.

• Invest in Your Future: Secure your financial future through competitive pay retirement planning a continuing education program with a company-matched student loan contribution and financial wellness programs.

• Family Friendly Perks: Its not just about you. S&P Global has perks for your partners and little ones too with some best-in class benefits for families.

• Beyond the Basics: From retail discounts to referral incentive awardssmall perks can make a big difference.

For more information on benefits by country visit: Hiring and Opportunity at S&P Global:

At S&P Global we are committed to fostering a connected andengaged workplace where all individuals have access to opportunities based on their skills experience and contributions. Our hiring practices emphasize fairness transparency and merit ensuring that we attract and retain top talent. By valuing different perspectives and promoting a culture of respect and collaboration we drive innovation and power global markets.

S&P Global has a Securities Disclosure and Trading Policy (the Policy) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global some Divisions pursuant to the Policys requirements candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition and remediation of positions when there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy.

Recruitment Fraud Alert:

If you receive an email from a domain or any other regionally based domains it is a scam and should be reported to. S&P Global never requires any candidate to pay money for job applications interviews offer letters pre-employment training or for equipment/delivery of equipment. Stay informed and protect yourself from recruitment fraud by reviewing our guidelines fraudulent domains and how to report suspicious activityhere.