EY-Parthenon Manager/Senior Manager - Compliance and Asean Quality
EY-Parthenon Manager/Senior Manager - Compliance and Asean Quality
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Job Description
At EY were all in to shape your future with confidence.
Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.
Join EY and help to build a better working world.
The opportunity (open to part-time)
We currently have an exciting career opportunity for a Manager/Senior Manager Compliance and ASEAN Quality to join us in the Strategy and Transactions team in Singapore.
Your key responsibilities
EYCF and AML/CFT Compliance Ernst & Young Corporate Finance Pte Ltd (EYCF) You are responsible for the business compliance activities of EYCF and also acts as EYCFs AML/CFT Compliance Officer. The successful candidate will report to the EYCF Chief Executive Officer (CEO) EYCF Executive Committee (ExCo) and EYCF Board of Directors (BoD) on compliance and AML/CFT related matters for EYCF.
(i) EYCF Compliance
Be familiar with and have good knowledge of the regulations and regulatory requirements and developments/ updates that apply to Capital Markets Services (CMS) license holders in relation to advising on corporate finance
Provide advice guidance training/ raise awareness and respond to queries or consultations to the EYCF management and team on compliance matters relating to regulations and regulatory requirements and developments/ updates that apply to CMS license holders in relation to advising on corporate finance.
Maintain and update the EYCF Compliance Manual to be in line with the regulations and regulatory requirements and development/ updates (for example Securities and Futures Act; notices guidelines or circulars issued by the Monetary Authority of Singapore (MAS))
Review maintain and update EYCFs policies and procedures assess the business risks monitor update and amend as necessary
Perform regular/ periodic compliance reviews and testing on the business activities of EYCF
Act as point of contact with regulators for example responding to queries MAS questionnaires and surveys and hosting regulatory inspections
(ii) EYCF AML/CFT Compliance
Act as EYCFs designated AML/CFT Compliance Officer and have oversight of AML/CFT related activities for EYCF
Be familiar with the AML/CFT regulations and regulatory requirements and developments/updates that apply to CMS license holders in relation to advising on corporate finance
Maintain and update the EYCF AML/CFT Policy and Procedures to be in line with the regulations and regulatory requirements and development/updates (for example Securities and Futures Act; notices guidelines or circulars issued by the Monetary Authority of Singapore (MAS))
Perform regular/ periodic compliance reviews and testing on the business activities of EYCF on AML/CFT related matters
Responsible for AML/CFT enterprise-wide risk assessment and assist in the coordination of internal audit for EYCF
Receive investigate and respond to suspicion transaction reporting; and maintain the suspicious transaction reporting register
ASEAN SaT Quality
You will be part of the ASEAN SaT Quality team assisting the ASEAN SaT Quality Leader in managing the quality and risk management function within SaT in the ASEAN region. The successful candidate will report directly to the ASEAN SaT Quality Leader and coordinate with ASEAN Risk Management function (including Independence) and General Counsel Office (GCO).
Responsible for overseeing the quality aspects and assist ASEAN SaT client-serving teams in engagement acceptance process providing guidance to SaT client-serving teams on independence and conflicts issues and working with General Counsel Office (GCO) on clients proposed changes to EYs standard agreement/letter templates.
Discuss assist and provide guidance to SaT client-serving teams on resolving engagement-related issues and contractual issues with client.
Assist in reviewing proposals work products and provide guidance to SaT engagement teams on adherence to EYs Quality and Risk Management Framework.
Maintain and update of standard agreement/letter templates Statement of Work templates access letter templates etc.
Work with ASEAN SaT Quality Leader in disseminating alerts/communications on quality matters and provide SaT Q&RM trainings to SaT teams.
Identify and manage the risks within the SaT services business competency.
Work with ASEAN SaT Quality Leader to manage SaT quality reviews and the quality improvement programme for SaT.
To qualify for the role you must have
Bachelors degree or equivalent work experience
Professional qualification - AML/Compliance Diploma would be an advantage.
Min. 6 years and 8 years of related experience or professional experience for the Manager and Senior Manager levels respectively
Manager / Senior Manager with proven capabilities / experience and progressive career aspirations
Open to part-time (min. 3 working days/week)
What we look for
Experienced compliance officer at an executive or senior level with multiple years of experience of its application in a sophisticated business environment. Experience as an AML/CFT Compliance Officer is preferred.
Experience in dealing with regulators.
Strong strategic thinking and advisory capability gained from interaction with senior decision makers.
Ability to lead take responsibility and act autonomously.
Ability to build relationships across the firm (jurisdictions and service lines) in particular with senior personnel.
Strong personal communication skills capable of dealing with wide range of staff.
Effective planning and organising skills to prioritise key areas of responsibility tasks and projects.
Problem solving problems capability creatively and effectively.
What we offer
At EY well develop you with future-focused skills and equip you with world-class experiences. Well empower you in a flexible environment and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected more.
Are you ready to shape your future with confidence Apply today.
EY Building a better working world
EY is building a better working world by creating new value for clients people society and the planet while building trust in capital markets.
Enabled by data AI and advanced technology EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.
EY teams work across a full spectrum of services in assurance consulting tax strategy and transactions. Fueled by sector insights a globally connected multi-disciplinary network and diverse ecosystem partners EY teams can provide services in more than 150 countries and territories.
Required Experience:
Senior Manager
Employment Type
Unclear
