Manager, Regulatory Compliance & Advisory
Manager, Regulatory Compliance & Advisory
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work and make an impact to the business and we support our peoples career ambitions. We pledge to make Prudential a place where you can Connect Grow and Succeed.
To support the Director Advisory & Regulatory Compliance in discharging his duties and ensure compliance with relevant law regulations and Group policies. Providing advice on products and marketing campaign/promotions liaison for product and marketing materials approval by Compliance as well as providing advisory support for Product and Marketing teams. The role will also provide support on projects and new business initiatives as well as regulatory change implementation as well as administrative support to the Compliance Advisory team.Job Responsibilities
Conduct independent product compliance review throughout the product development cycle as well as post-sales monitoring including but not limited to ensure the product design meets all applicable regulatory requirements and Treat Customer Fairly principle review the relevant sales and marketing materials as well as the training materials; (iii) product promotion campaign; (iv) marketing campaign etc.
Provide advice on product and marketing initiatives
Provide support on projects and new business initiatives and coordination for regulatory change implementation as and when required
Provide administrative support in the maintenance of Regulatory Matrix and the Regulatory Compliance System
Job Requirements
Degree holder in related disciplines
Have over 8 years working experience with at least 5 years in product compliance area in life insurance industry
Excellent knowledge of (i) laws and regulatory requirements applicable to Life insurance products and (ii) Life insurance operations (including life administration and agency administration) e.g. underwriting policy administration claims and sales channels (covering agency bancassurance and broker channels)
Demonstrate ability on adoption of agile way of working flexible to change and ability to make independent sound and informed decisions
Excellent command of English and Chinese (written and spoken)
Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex race age ethnic origin educational social and cultural background marital status pregnancy and maternity religion or belief disability or part-time / fixed-term work or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.
Required Experience:
Manager
Employment Type
Full-Time
