Compliance Officer - Employee & Securities Compliance (f/m/d)
Compliance Officer - Employee & Securities Compliance (f/m/d)
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Job Description
Compliance Officer - Employee & Securities Compliance (f/m/d)
Full-time unlimited
Tracing its origins to 1585 Deutsche Brse Group has become one of the worlds leading exchange organisations and an innovative market infrastructure this role we provide investors financial institutions and companies access to global capital markets. Whats your part in all this With your commitment you contribute to the success of our unique business model: offering a wide range of products services and technologies for security transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.
At Deutsche Brse AG Group Compliance serves as both the Compliance function of Deutsche Brse AG and the umbrella organization for the Compliance division of Deutsche Brse Group. You will work closely with various business units and group control functions to ensure adherence to national and international laws and regulations applicable to different entities of Deutsche Brse Group (GDB) and their business activities.
Group Compliance proactively identifies potential compliance or reputational risks including those related to new business activities and products. Group Compliance define group-wide policies support their consistent application within group companies and provide central services/processes to prevent money laundering terrorist financing and other criminal offences international financial sanctions market abuse and corruption. We also focus on data protection conflict of interest management and other legal requirements. Our Compliance Officers gain diverse insights into global financial activities through various compliance tasks.
Key Responsibilities:
- Monitor legal and regulatory obligations official requirements and market practices particularly regarding MiFID/MiFIR MAD/MAR and related delegated regulations.
- Develop implement and oversee company-relevant compliance policies.
- Advise Deutsche Brse Groups business units on compliance-related issues and the implementation of compliance requirements.
- Assist in monitoring group companies for potential Compliance risks and control activities especially within the Securities Compliance function (2nd line of defense).
- Coordinate internal and external audits and address audit findings.
- Prepare reports for management and other relevant committees and correspond with regulators.
- Support regular and ad-hoc risk analyses and training of employees on compliance topics and relevant IT systems.
Qualifications and Skills:
- Successfully completed studies in law or economics or equivalent professional training/experience with specific training in a relevant field.
- Minimum of 3 years of experience in the financial industry.
- Strong analytical skills attention to detail and organizational talent.
- Excellent communication and negotiation skills including the ability to present complex issues clearly and comprehensively.
- High degree of initiative motivation and flexibility as well as teamwork communication and integrity.
- Fluent in German and English both written and spoken and proficient in MS Office.
Desirable:
- Experience in securities compliance and/or capital market compliance.
- Knowledge of relevant laws and regulations particularly in banking and capital markets law (MiFID/MiFIR MAD/MAR CSDR EMIR Benchmark Regulation KWG WpIG WpHG MaComp MaRisk etc.).
Why Join Us
Working with us offers many benefits: early assumption of responsibility attractive social benefits an international work environment and diverse career prospects. Additionally we provide the technical prerequisites that allow you to flexibly arrange your working hours in coordination with your team and supervisors and to partly work from home.
Excited to join a friendly and dedicated team We would love to hear from you! Send in your application through our online applicant portal!
You can look forward to our benefit package:
- Hybrid Work and Flexible working hours
- Work from abroad - 12 days of remote work from EU countries per year
- Pension fund contribution - 3% of your gross salary (5% after 5 years with us)
- Health & Wellbeing - fully covered Multisport card life & accident insurance sick days and 100% salary contribution during sick leave (up to 56 days)
- 25 vacation days
- Mobility - fully covered public transport in Prague & free parking
- Flexible Benefit Account (Pluxee) - 1200 per month
- Group Share Plan - discount on company shares
- Personal Development - annual budget of 690 .. and way more!
Deutsche Brse Group embraces an international climate whereby diversity is universal. This is evident across the board be it through our diverse workforce routine responsibilities or other areas of activities and scope of application. We are looking for employees who enjoy working in a dynamic and flexible environment and are willing to put forward innovative ideas for the company. An open mindset a proactive approach and self-motivation are prerequisites.
We offer our employees an attractive remuneration package. Benefits include a high level of trust and autonomy in modern centrally located workplaces where corporate culture and values are exercised regularly.
We value diversity and therefore welcome all applications - regardless of gender nationality ethnic and social origin religion/belief disability age sexual orientation and identity.
Have we piqued your interest Then we encourage you to apply now!
Do you have questions about the application process or this position
Please contact us at or by phone look forward to getting to know you!
Deutsche Brse Group Human Resources
Experience:
Unclear Seniority
Employment Type
Full-Time
Key Skills
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