Compliance Coordinator
Compliance Coordinator
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Job Description
Job Description
Job title: Compliance Co-ordinator
Salary: 40000
Location: Home-based role with regular travel across the Stoke/Staffordshire region
PURPOSE OF ROLE
Our client is seeking a Compliance Coordinator to manage the oversight of their UK Retail Appointed Representatives and Introducer Appointed Representatives ensuring full compliance with FCA regulations.
RESPONSIBILITIES
- Monitor ARs and IARs for regulatory compliance
- Maintain oversight frameworks and ensure documentation is up to date
- Produce reports for management and regulatory forums
- Support accurate and timely FCA reporting
- Collaborate with internal teams and incorporate stakeholder feedback
DAY-TO-DAY
- Conduct regular compliance checks
- Address issues with ARs/IARs and provide guidance
- Prepare and present reports
- Update policies and frameworks
- Travel within the assigned region as needed
EXPERIENCE & REQUIREMENTS
- Knowledge of FCA rules on ARs/IARs
- Experience in compliance or quality assurance
- Educated to GCSE Level
- CII/Dip CII preferred
- Insurance exposure is an advantage
SKILLS
- Strong knowledge of FCA compliance
- Confident communicator and relationship builder
- Detail-focused with good reporting skills
- Proficient in Microsoft Office
- Self-motivated and organised
If you have the relevant experience or know someone that does please contact me now onor email us at
Required Experience:
IC
Employment Type
Full-Time
