Director, Tax, Statements, Trade Confirmations and Prospectus Operations
Director, Tax, Statements, Trade Confirmations and Prospectus Operations
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$ 130000 - 210000
1 Vacancy
Job Description
Job Summary
Job Description
What is the opportunity
This is an important Director level position responsible for the management and supervision of daily operations for core regulatory client reporting functions including Monthly Account Statements Trade Confirmations and Prospectuses and Tax Reporting. The mandate also includes direct leadership and participation in strategic initiatives related to the business function.
What will you do
- Provide senior oversight and subject matter leadership for the execution of Run The Bank activities and strategic initiatives for Tax Statements Trade Confirmations & Prospectus Operations.
- Proactively identify manage and mitigate risk including ownership of Written Supervisory Procedures and controls to ensure full compliance with regulatory requirements and internal policies.
- Implement operational best practices; establishing a culture of self-motivated process improvement within the bank.
- Develop and maintain trusted relationships with internal partners external service providers and regulatory authorities.
- Deliver to or exceed established department SLAs and operating goals.
- Maintain adequate staffing levels and work distribution and mentor develop and recruit next level managers and general staff.
- Assure financial accountability for assigned cost centers and General Ledger accounts including reconciliation and certification.
- Execute all other tasks as directed by the Managing Director Client Reporting Operations.
What do you need to succeed
Must-have
- Leadership and direction experience across a dynamic team of Operations professionals and associates.
- Ability to make sound judgments in real-time
- Exemplary understanding of regulatory and risk considerations related to the covered business functions.
- Deep knowledge of the Wealth Management and the integrated processes of the business operation
- Strong vertical and lateral partnering and communication skills.
- Series 99 and SIE requirements
Nice-to-have
- Experience working with third-party service providers.
- Experience working with high volume data records.
- Familiarity with Secure File Transmission Protocols (SFTPs).
Whats in it for you
We thrive on the challenge to be our best progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other reaching our potential making a difference to our communities and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits competitive compensation commissions and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic collaborative progressive and high-performing team
- Flexible work/life balance options
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities
- Access to a variety of job opportunities across business
The good-faith expected salary range for the above position is $130000 - $210000 depending on factors including but not limited to the candidates experience skills registration status; market conditions; and business needs. This salary range does not include other elements of total compensation including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health dental vision life and disability insurance; and paid time-off plan. RBCs compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting engaging and retaining talent that:
- Drives RBCs high performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Job Skills
Adaptability Business Performance Management Client Reporting Customer Service Decision Making General Ledger (GL) Interpersonal Relationship Management Leadership Operational Delivery People Management Process Improvements Time ManagementAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best effectively collaborate drive innovation and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect belonging and opportunity for all.
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Required Experience:
Director
Employment Type
Full-Time
