AML/KYC Controls Specialist
AML/KYC Controls Specialist
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Join our team to provide oversight and guidance in delivering Anti-Money Laundering (AML) and Know-Your-Customer (KYC) strategies ensuring full compliance with regulatory requirements.
As a AML/KYC Controls Specialist within the AML/KYC Controls team you will have the opportunity to provide oversight and guidance so that the business delivers Anti-Money Laundering (AML) and Know-Your-Customer (KYC) strategies to assure our product and our customer base are fully compliant with regulatory requirements. AML/KYC Controls works closely with various groups within the Private Bank such as KYC Operations CCOR Technology and Controls teams to deliver ongoing requirements for capturing reporting and monitoring compliance with regulatory standards.
Job responsibilities
- Communicate strategy and provide guidance and direction on overall program initiatives that cross multiple functions and have an impact on the line of business and organization
- Execute and support controls and governance activities across the KYC Transaction Monitoring Account reporting and Screening functions
- Support the implementation of regulatory and bank-driven changes impacting the AML/KYC program working across the Business Product and Compliance to ensure changes are reviewed understood and implemented in a controlled manner
- Evaluate risk and make decisions on selected escalations of AML/KYC issues for individual clients or client groups
- Play a role in ensuring the program and specific projects align with AML/KYC Standards Policies and Appendixes and align to mitigate risk or create/maintain a controlled environment
- Present AML program status updates and metrics Issue/Action Plan status updates and overall health of LOB AML Program to various governing committees and LOB forums. Accountable to review and report on AML projects and initiatives addressing certain AML risks and communicating to Management
- Ensure that launches of new products and new onboarding channels are aligned to KYC Standards
Required qualifications capabilities and skills
- Extensive financial services experience in controls audit quality assurance risk management or AML/KYC
- Experience leading cross-functional projects to analyze design and deliver best practices
- Demonstrate confident leadership and sound judgment to influence a strong culture and risk management
- Proficient in Microsoft Office Suite (Word Excel PowerPoint Visio) required with the ability to develop compelling and meaningful executive presentations that will drive opportunities/recommendations for improvement
- Proficient in Data Analysis with the ability to interpret and analyze complex data sets
Preferred qualifications capabilities and skills
- Wealth Management and Private Banking experiencewith a focus on Anti Money Laundering and Know Your Customer risks
- Ability to create a vision and actionable roadmap with a focus on ongoing innovation
- Ability to effectively maximize delivery of business goals and returns on investment
Required Experience:
Unclear Seniority
Employment Type
Full-Time
