drjobs Internal Control Officer (Investment Banking & Asset Management Centre)

Internal Control Officer (Investment Banking & Asset Management Centre)

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1 Vacancy
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Job Location drjobs

Luxembourg - Luxembourg

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Job purpose: We are seeking a motivated and detail-oriented Internal Control Officer to join our Luxembourg-based team. This junior/middle professional role is essential in supporting the effective implementation and monitoring of the internal control framework across the Department business lines including Debt Capital Markets Fixed Income Sales and Asset Management.

The successful candidate will work closely with the Business and support functions to enhance control effectiveness mitigate operational and regulatory risks and ensure compliance with internal and external requirements including KYC and AML obligations. This is a newly created position.

Responsibilities would be but not be limited to the following:

  • Assist in the development and implementation of internal control procedures in line with group policies and regulatory requirements.
  • Act as middle office to bond primary and secondary trading business
  • Perform control testing and reviews on key operational processes across the business lines.
  • Identify assess and follow up on operational risk incidents or control weaknesses.
  • Support the monitoring of compliance with internal policies and regulatory obligations.
  • Participate in internal control reporting to management and Head Office.
  • Assist in the coordination of internal and external audits.
  • Support the KYC review process and contribute to the improvement of client onboarding controls.
  • Work closely with Business to promote a strong risk culture and awareness of internal control principles.

Qualifications :

  • Bachelors or Masters degree in Finance Business Risk Management or a related field.
  • 25 years of experience in banking or finance.
  • Fluency in Mandarin Chinese and English (spoken and written) preferred.
  • Certain level of knowledge of European and/or Chinese regulatory environments.
  • Strong analytical organizational and communication skills.
  • Proactive attitude and ability to work independently as well as in a team.
  • Experience in internal control risk management compliance audit or a related function is a plus.
  • Familiarity with DCM Asset Management or FI Sales businesses is a plus.


Additional Information :

This position is based in Luxembourg and open with immediate effect. Should the above mentioned criteria match your expectations please dont hesitate to send your English CV by Smart Recruiters.


Remote Work :

No


Employment Type :

Full-time

Employment Type

Full-time

Company Industry

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