Compliance Analyst
Compliance Analyst
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Job Description
Are you passionate about ensuring transparency accuracy and regulatory integrity in financial communications across global markets
The Compliance Analyst plays a critical role in ensuring that a companys operations particularly its marketing and communications efforts adhere to applicable regulatory standards and internal policies. This position involves the review and oversight of various materials such as advertisements product commentaries and promotional content to ensure accuracy transparency and compliance with relevant laws and industry guidelines.
The analyst serves as a key point of contact between marketing legal and regulatory teams helping to interpret regulatory requirements assess risk and implement compliance best practices.
Responsibilities:
- Review and approve marketing and client-facing materials for regulatory compliance clarity and accuracy.
- Ensure adherence to applicable financial industry regulations (e.g. SEC FINRA global standards).
- Monitor regulatory developments and assess their impact on marketing practices.
- Maintain accurate records and tracking systems for audit and oversight purposes.
- Collaborate with legal and business units to address compliance risks and implement improvements.
- Support the development of compliance guidelines and training materials for relevant teams.
Required Skills:
- Bachelors degree in Finance Business Law or a related discipline.
- 4 years of experience in a compliance legal or quality assurance role (preferably within financial services)
- Knowledge of regulatory frameworks such as SEC FINRA or equivalent international bodies.
- Strong attention to detail and analytical thinking.
- Excellent communication and interpersonal skills with the ability to explain complex regulations clearly.
- Ability to work effectively both independently and within cross-functional teams.
- Fluency in English and strong communication skills
Why youll enjoy working with us:
- Long-term stable collaboration under an international B2B (Business-to-Business) contract
- Opportunity to contribute to a globally respected investment management firm
- Clear scope of work with room for professional development and upskilling
- Exposure to international compliance standards and evolving financial regulations
- Supportive inclusive environment that values ethics transparency and continuous improvement
If youre ready to work with a team of professionals passionate about technology were waiting for your application!
Employment Type
Full Time
