At Franklin Templeton were driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise thats both broad and unique. From our welcoming inclusive and flexible culture to our global and diverse business we offer opportunities not only to help you reach your potential but also to contribute to our clients achievements.

Come join us in delivering better outcomes for our clients around the world!

We are seeking a highly experienced and motivated Head of Investment Compliance to lead a dynamic team of compliance professionals. This individual will play a key leadership role in ensuring portfolio and trading desk compliance driving strategic compliance initiatives and engaging with senior stakeholders across the business. This position is critical to maintaining the integrity of our investment activities and will contribute directly to shaping the compliance culture within the organization#MIDSENIORLEVEL

What are the ongoing responsibilities of this position

Team Leadership & Development:

• Lead mentor and develop a team of compliance professionals. Plan prioritize and align team objectives with departmental goals and ensure ongoing skill development.

Portfolio & Trading Desk Compliance:

• Ensure compliance with investment mandates and trading desk procedures (trade allocation errors best execution etc.) across funds.

Stakeholder & Relationship Management:

• Partner with internal teams including Senior Managers from the investment team legal regulatory compliance risk operations and accounting. Act as a trusted advisor and provide expert compliance guidance across functions.

Regulatory Compliance & Reporting:

• Oversee all regulatory filings and internal/external compliance certifications. Ensure timely and accurate reporting to SEBI RBI AMC Trustee Boards and other regulatory bodies.

Compliance Systems & Process Oversight:

• Manage compliance operations on platforms such as Quantis Charles River and Aladdin including new account setup rule implementation and pre/post trade compliance monitoring.

Project Leadership:

• Lead and participate in compliance-related projects including system upgrades and new regulatory implementations. Provide strategic input and technical oversight.

Training & Change Management:

• Develop and deliver training programs to trading desks and investment teams with a focus on evolving regulatory landscapes.

Creative Problem Solving & Risk Mitigation:

• Identify compliance risks and develop proactive solutions. Continuously improve monitoring procedures systems and internal controls.

What qualifications skills and experience would help someone to be successful

Experience:

• Minimum 15 years in the investment management industry with at least 10 years in a compliance leadership role with a focus on investment compliance.

• Experience working with Indian mutual fund regulations (SEBI AMFI) across asset classes including equities fixed income and derivatives.

• Proven success in managing high-performing teams and handling complex compliance projects.

Education & Certifications:

• Bachelors degree in Accounting Finance or Business Administration (MBA is a plus).

• Professional certifications such as CFA or FRM are highly desirable.

Technical & Functional Skills:

• Strong knowledge of compliance systems (Quantis Charles River Aladdin).

• Proficiency in MS Office and MS Project.

• Excellent analytical problem-solving and decision-making skills.

Leadership & Communication:

• Strong stakeholder management and interpersonal skills.

• Ability to influence across levels and present complex ideas with clarity.

• Demonstrated ability to balance strategic vision with operational detail.

Attributes for Success:

• Highly motivated trustworthy and independent.

• Creative thinker with a proactive solutions-oriented mindset.

• Able to manage multiple priorities in a dynamic environment.

• Committed to fostering a culture of compliance and continuous improvement.

Other Requirements:

• Willingness to travel as required.

Job Level - Manager

Work Shift Timings - 9:00 AM - 6:00 PM IST