drjobs Regulatory Compliance Program Manager

Regulatory Compliance Program Manager

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1 Vacancy
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Job Location drjobs

London - UK

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

The Company Youll Join

Carta connects founders investors and limited partners through world-class software purpose-built for everyone in venture capital private equity and private credit.

Cartas fund administration platform supports nearly 7000 funds and SPVs representing $150B in assets under administration in venture capital and private equity. Trusted by more than 40000 companies Carta also helps private businesses in over 160 countries manage their cap tables valuations taxes equity programs compensation and more.

Together Carta is creating the end-to-end ERP platform for private markets. Traditional ERP solutions dont work for Private Funds. Private capital markets need a comprehensive software solution to replace outdated spreadsheets and fragmented service providers. Cartas software for the Office of the Fund CFO does just that - its a new category of software to make private markets look more like public markets - a connected ERP for private capital.

For more information about our offices and culture check out our Carta careers page.

The Team Youll Work With

You will be a key member of the compliance and legal teams working closely with fund administration senior management and business stakeholders across Carta UK. Youll regularly engage with external bodies including the Financial Conduct Authority (FCA) the National Crime Agency (NCA) law enforcement and auditors. You will also liaise with internal teams to align know-your-customer (KYC) procedures and maintain strong partnerships across the organization to promote compliance awareness.

The Problems Youll Solve

As the Regulatory Compliance Program Manager and appointed Money Laundering Reporting Officer (MLRO) youll lead our UK compliance framework with a focus on anti-money laundering (AML) counter-terrorist financing (CTF) and sanctions regulations. You will ensure that our systems and controls meet all legal and regulatory obligations under UK legislation such as the Money Laundering Regulations 2017 Proceeds of Crime Act 2002 and Terrorism Act 2000.

Your responsibilities will include:

  • Designing and maintaining AML/CTF programs policies and training.
  • Reviewing internal escalations and submitting SARs to the NCA.
  • Monitoring regulatory changes and ensuring timely implementation.
  • Conducting risk assessments and overseeing CDD EDD and monitoring.
  • Managing internal investigations and liaising with law enforcement.
  • Leading AML audits reviews and periodic testing of systems and controls.
  • Identifying suspicious or fraudulent activity and enforcing escalation protocols.

The Impact Youll Have

Your work will directly protect Carta UK and its clients from financial crime risk. By designing and maintaining robust compliance systems you will ensure regulatory alignment and mitigate reputational and legal risk. Through training and cross-functional collaboration you will enhance compliance awareness and shape a culture of accountability and integrity. Your insights will inform senior management guide decision-making and support sustainable business growth in a heavily regulated space.

About You

You bring deep expertise in UK regulatory compliance and AML/CTF frameworks with a track record of leading successful compliance programs. Youre experienced in operating in regulated financial environments and have previously served as an MLRO or Deputy MLRO. You have:

  • A Masters Degree in Law Business Administration or equivalent experience.
  • At least 7 years in AML regulatory compliance and financial crime roles.
  • In-depth knowledge of UK AML laws including the Proceeds of Crime Act 2002 and the Terrorism Act 2000.
  • Strong understanding of FCA expectations and the Financial Crime Guide.
  • Practical experience with SARs risk assessments CDD/EDD and AML audits.

Youre proactive detail-oriented and effective under pressure. You know how to communicate complex regulatory matters clearly and influence stakeholders at all levels. Youre tech-savvy adaptable and comfortable navigating change in a fast-paced environment.

Preferred Certifications:

  • Certified Anti-Money Laundering Specialist (CAMS)
  • International Compliance Association (ICA) qualifications including ICA Diploma in AML

Disclosures:


Required Experience:

Manager

Employment Type

Full Time

About Company

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