Compliance Analyst
Compliance Analyst
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
At Broadridge weve built a culture where the highest goal is to empower others to accomplish more. If youre passionate about developing your career while helping others along the way come join the Broadridge team.
Responsibilities:
Conducts periodic internal reviews or audits to ensure that risk is mitigated and compliance procedures are followed
Conducts or directs the internal investigation of compliance issues
Assesses product compliance or operational risk and develops risk management strategies including those relevant to ICS business units
Develops and manages the comprehensive process for risk management and risk mitigation including assessing identifying monitoring and reducing business and information security risks
Ensures alignment of risk strategies with the companys external business objectives and goals
Maintains a strong internal control environment and ensures full compliance with internal control policies standard operating procedures information security procedures and external auditor regulatory or contractual requirements
Applies a theoretical knowledge base to achieve goals through own work
May provide guidance to others as a project manager using technical expertise
Qualifications:
- Bachelors Degree Required
Performs routine assignments in the entry level to a professional job progression
Typically requires a college or university degree or equivalent work experience that provides knowledge and exposure to fundamental theories principles and concepts
Develops competence by performing structured work assignments
Uses existing procedures to solve routine or standard problems
Receives instruction guidance and direction from others
We are dedicated to fostering a collaborative engaging and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe understood and valued and we work diligently and collaboratively to ensure Broadridge is a companyand ultimately a communitythat recognizes and celebrates everyones unique perspective.
US applicants: Clickhereto view the EEOC Know Your Rights poster.
Disability Assistance
We recognize that ensuring our long-term success means creating an environment where everyone is welcome where everyones strengths are valued and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race color religion sex (including sexual orientation gender identity or expression and pregnancy) marital status national origin ethnic origin age disability genetic information military or veteran status and other protected characteristics protected by applicable federal state or local laws.
If you need assistance or would like to request reasonable accommodations during the application and/or hiring process please contact us at or by sending an email to.
Required Experience:
IC
Employment Type
Full-Time
