Compliance Specialist
Compliance Specialist
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Acadian Asset Management LLC is a Bostonheadquartered investment management firm with wholly owned affiliates located in Singapore London and Sydney. As of March 31 2025 the firm managed approximately US$121 billion on behalf of major pension funds endowments foundations governments and other investors based in the U.S. and abroad.
Position Overview:
The Compliance Specialist will along with other members of the global compliance team support the firms Chief Compliance Officer in developing implementing testing and enforcing Acadians Compliance Program. Acadian is an investment adviser regulated by many regulators including the Securities and Exchange Commission (SEC) and National Futures Association (NFA). This is an entrylevel position for a recent college graduate or recent financial services industry joiner interested in a compliance career in the financial services industry.
Acadian supports a hybrid work environment employees are onsite in the Boston office 3 days a week.
What Youll Do:
- Review and approve personal trading and other required reporting under the firms Code of Ethics
- Review clients and prospects for Know Your Customer (KYC) and AntiMoney Laundering (AML) compliance
- Prepare compliance specific reporting for clients as needed
- Assist with the preparation and filing of required regulatory reporting
- Assist with the review of client mandates to ensure compliance with contractual firm and regulatory requirements
- Review and approve marketing and advertising materials including but not limited to prospect books fact sheets RFPs and due diligence questionnaires to ensure compliance with the requirements of the Advisers Act NFA/CFTC FINRA and other global regulatory requirements as applicable
Were Looking for Teammates With:
- Bachelors degree preferably in business or related field
- 02 years of previous work or internship experience in the financial services industry
- Strong work ethic and attention to detail; Proven ability to handle simultaneous multiple tasks and meet competing deadlines with limited oversight and support
- Team orientation and willingness to engage in tasks of all sizes
- Excellent communication and interpersonal skills
- Demonstrated ability to learn new systems and tasks quickly
Why Work Here:
Acadian is a quantitative investment firm where ideas are empowered by technology. Our team is made up of a diverse mix of professionals who thrive in a culture that fosters ingenuity through collaboration and transparency. We offer a casual office environment topnotch benefits and excellent professional and personal development opportunities.
To apply for this position or view Acadians open roles please visit the Careers section of our website at: We will contact only selected candidates. If you are a candidate with a disability or are assisting a candidate with a disability and require an accommodation to apply for one of our jobs please email us at
Acadian Asset Management LLC is committed to providing equal employment opportunity to all employees and applicants. No employee or applicant shall be discriminated against on the basis of gender race creed color sex age national origin marital status pregnancy or parenthood veteran status citizenship status disability gender identity or sexual orientation.
Required Experience:
Unclear Seniority
Employment Type
Full Time
