Compliance Advisory Specialist III Local Governance

Capital One is a diversified bank that offers a broad array of financial products and services to consumers small business and commercial clients. Ranked #91 on the Fortune 500 Capital One is one of the nations top 10 banks and has one of the most widely recognized brands in America. We nurture a work environment where people with a variety of thoughts ideas and backgrounds guided by our shared Values come together to make Capital One a great company and a great place to work.

The Role:

We are seeking a highly motivated and talented Local Governance Lead (LGOV) to support the Enterprise Services line of business Privacy and Third Party Management Compliance teams. The Local Governance Lead performs a key second line of defense risk management role to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. In this role you will work closely with leadership to help advance our key priorities coordinate daytoday operations and provide support across a range of efforts that contribute to the overall health and effectiveness of the team.

Responsibilities:

• Liaison with the Enterprise Compliance Governance team and other Local Governance Leads (LGOV)

• Maintain strong understanding of Compliance Risk Management Framework and applicable laws and regulations

• Assist in capturing maintaining and analyzing compliance data interpreting it to ensure consistency and adequate Compliance Risk Management

• Manage several key reporting activities

• Evaluate Internal Audit Regulatory Exam and self identified issues and events for compliance impacts

• Actively participate on complex projects through providing guidance advise and effective challenge

• Prepare agendas coordinate materials facilitate team meetings

• Provide change management support including communications

• Identify opportunities for process improvements

• Analyze allassociate survey scores

• Lead and review department training as appropriate

• Support Compliance teams (advisory testing and third party compliance) as directed

The Successful Candidate Will:

• Demonstrate exceptionally strong communication and relationship building skills customer focus and ability to collaborate and influence across teams and multiple levels

• Possess strong writing skills including the ability to create and manage executive reporting and team communications

• Effectively and autonomously manage and execute simultaneous projects and tasks while demonstrating urgency prioritization and ownership to drive issues to completion

• Possess excellent organizational skills and the ability to be goal/executionoriented

• Be highly organized yet adaptable to react quickly to urgent matters

• Have a continuous improvement and curiosity mindset

• Demonstrate an ability to understand objectives and autonomously get to great outcomes

• Possess strong problemsolving and conceptual thinking skills

Basic Qualifications:

• Bachelors Degree or military experience

• At least 3 years of experience in compliance risk management legal or audit

• At least 4 years of experience supporting partnering and interacting with internal business clients

Preferred Qualifications:

• Masters Degree

• 4 years of experience in compliance risk management legal or audit

• 2 years of experience in Project Management

• Compliance related certifications (Certified Regulatory Compliance Manager (CRCM) Certified Information Privacy Professional (CIPP)

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital Ones recruiting process please send an email to

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).