Asset Wealth Management - Risk Regulatory - Senior Manager
Asset Wealth Management - Risk Regulatory - Senior Manager
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Line of Service
AssuranceIndustry/Sector
Asset and Wealth ManagementSpecialism
RiskManagement Level
Senior ManagerJob Description & Summary
About the role:
The world of Risk and Regulation is undergoing fundamental changes evolving swiftly in a dynamic political and commercial landscape impacting businesses significantly. We collaborate with clients across the financial services sector addressing the necessary adaptations. Join us in shaping a new and relevant financial services industry.
The Asset and Wealth Management Risk and Regulatory team is experiencing significant growth and aims to expand its regulatory advice business. We seek ambitious and dedicated Senior Managerlevel candidates with experience in asset management and/or wealth management regulation.
Successful candidates will support Partners and Directors in expanding our market offering strengthening client relationships and delivering engaging projects. Candidates should possess strong knowledge of conduct or prudential regulation including compliance arrangements Consumer Duty SM&CR governance front office controls and the FCA regulatory framework. Experience working for a regulator consultancy or within the industry is highly valued.
What your days will look like:
Leading teams on engagements by being a key contact for clients as well as being responsible for daytoday liaison and building meaningful relationships with clients;
Assisting the Partners and Directors design and then take our solutions to the marketplace;
Developing opportunities and winning new business through marketing and sales activities and continuous client relationship programmes with senior client staff;
Taking responsibility for the conduct of reviews and preparation of reports; making oral presentations of findings/recommendations to client management team(s);
Supporting technical analysis being a subject matter expert in aspects of FCA conduct or prudential regulation; Networking with clients prospective clients and internally across PwC;
People development mentoring and coaching including management of client facing teams; Taking responsibility for developing a broader capability with additional talent as the business allows
This role is for you if you have:
Knowledge and experience of the asset management sector including a good understanding of AWM business models;
Technically proficient in the conduct or prudential aspects of the FCA regime as it applies to asset and wealth management firms;
Experience in providing regulatory consulting advice to both established companies and new entrants either inhouse at a regulatory body or a consultancy;
Positive and proactive attitude with the ability to adopt an agile approach;
Demonstrate the ability to form strong relationships make new contacts listen to their needs and interpret this to identify new opportunities to assist them;
Drive and determination to win new work build our reputation and expand our service offerings to our clients; and
Excellent communication (both written and oral) skills.
What youll receive from us:
No matter where you may be in your career or personal life our benefits are designed to add value and support recognising and rewarding you fairly for your contributions.
We offer a range of benefits including empowered flexibility and a working week split between office home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.
Education (if blank degree and/or field of study not specified)
Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank certifications not specified)
Required Skills
Optional Skills
Accepting Feedback Accepting Feedback Active Listening Analytical Thinking AntiBribery AntiMoney Laundering Compliance Business Ethics Coaching and Feedback Code of Ethics Communication Compliance and Governance Compliance and Standards Compliance Auditing Compliance Frameworks Compliance Program Implementation Compliance Reporting Compliance Review Compliance Risk Assessment Compliance Training Controls Compliance Creativity Cybersecurity Risk Management Data Analysis and Interpretation Data Protection Management (DPM) Disability Support 38 moreDesired Languages (If blank desired languages not specified)
Travel Requirements
Not SpecifiedAvailable for Work Visa Sponsorship
YesGovernment Clearance Required
NoJob Posting End Date
Required Experience:
Senior Manager
Employment Type
Full-Time
