Compliance Analyst Sr-Testing

Corporate Compliance Servicespartners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of corporations.

This teamprovides timely accurate and seasoned judgment related to regulatory compliance risk suggests strategies for mitigating risk promotes a strong culture of compliance and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.

As a Senior Compliance Testing Analyst you will assist the Compliance Testing Manager in carrying out the testing function of UMB Financial Corporations Compliance Management position will conduct transaction testing to validate regulatory compliance of consumer and commercial loan and deposit products and services. You will have the opportunity to participate in meetings with business units individually or in a group to identify gaps within current practices and regulatory requirements. You will identify and communicate compliance deficiencies and potential issues to Corporate Risk Management and business partners and communicate efficiencies and process enhancements to correct deficiencies and comply with regulatory requirements.

BeingaUMB associateis unlike working at any other company. You are not only valued for the work that you do but who you be encouraged to bring your whole self to work being valued for exactly who you are. Youll alsohave the opportunity toserve your community alongside your UMB we do big business but we dont forget that the little things matter the most.

How youll spend your time:

• Build understanding of consumer protection regulations governing consumer/commercial loans residential real estate mortgages deposits marketing communications and HMDA
• Develop and maintain rapport with lines of business and other 2nd line and 3rd line stakeholders to maintain a strong Compliance Management Program
• Plan develop and execute compliance testing including control design and performance reviews and transactional testing
• Manage time effectively to assist in completing the annual test plan
• Lead and participate in meetings amongst stakeholders to discuss findings; draft and distribute a written report of the review final results

Were excited to talk with you ifyou have:

• Bachelors degree or equivalent in Accounting Finance or Business Administration with 3 years audit compliance risk management or quality control experience OR
• 5 years audit compliance risk management or quality control experience
• Strong project management and written communication skills

Extra bonus points if you have:

• 3 years examination experience with State or Federal Regulatory Agency focused on consumer compliance examinations OR
• Professional Certification: Cert Regulatory Compliance Manager Cert Internal Auditor Cert Bank Auditor Cert Public Accountant or Cert Internal Systems Analyst

Compensation Range:

The posted compensation range on this listing represents UMBs standard for this role but the actual compensation may vary by geographic location experience level and other jobrelated factors. In addition this range does not encompass the full earning potential for this role. Please see the description of benefits included with this job posting for additional information

UMB offers competitive and varied benefits to eligible associates such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical dental vision and other insurance coverage; health savings flexible spending and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more
Youre more than a means to an enda way to help us meet the bottom line. UMB isnt comprised of workers but of people who care about their work one another and their community. Expect more than the status quo. At UMB you can expect more heart. Youll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing no matter what. And expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

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