Wealth Advisor - GTA West
Wealth Advisor - GTA West
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Job Description
Why DUCA
Were a vibrant exciting credit union that lives its profits with a purpose philosophy in every financial transaction product interest rate and community initiative we offer. Founded in 1954 DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85000 Members we are proud to serve.
We exist to help People Businesses and Communities Do More Be More and Achieve More.
DUCA is the fastest organically growing large Credit Union in Canada distinguished for the following:
- Positive unbig bank like service experience delivered through Memberfacing staff in branch on the phone (MemberConnect) and via our Mobile mortgage specialists Wealth Management advisors and Commercial and Business Banking Account Managers.
- Competitive rates.
- Personalized financial solutions guidance and service with the lowest possible fees for both Personal and Business Members.
- Profit sharing among Members.
- Multiple ways to bankonline mobile app phone/fullservice Member Connect Contact Centre and of course inbranchDUCA is accessible 24/7
- A community philosophy of profits with a purpose culminating in the creation of the DUCA Impact Lab a charitable foundation committed to helping the credit challenged and underbanked. This led to DUCAs designation as a BCorp certified organization the first ever credit union to receive this global recognition.
A career with one of Canadas fastest growing credit unions means youll find endless opportunities to make a difference with your unique abilities and perspectives. Our people live their purpose while helping others Do more Be more and Achieve more with their money and their lives. At DUCA youll be part of a vibrant and collaborative team where youll be supported to excel and make an impact no matter what role you play.
Wealth Advisor GTA West
DUCA is looking for Wealth Advisorto join our growing team!
Job Purpose & Summary
Along with our thirdparty Wealth Management partner DUCA provides a fully comprehensive wealth management offering that encompasses a holistic Membercentric experience delivered through a network of leading financial and investment professionals.
Reporting to the VP Wealth Management the Wealth Advisor provides investment and financial planning advice and consolidation of investment assets through two broad groups of activity. Firstly the Wealth Advisor is directly responsible for gathering investment assets through investment and financial planning advice to clients/Members. Secondly the Wealth Advisor will regularly meet with Wealth clients to review portfolios and assist with retirement plans and financial plans. The Wealth Advisor will work in close collaboration with the retail branch network to ensure Members are receiving the necessary advice and ongoing service.
The Wealth Advisor will provide wealth management solutions and support to two DUCA branches within their region.
Key Accountabilities & Duties
- Build a portfolio of highvalue Wealth clients across territory driving net sales targets annually through branch referrals as well as internal and external prospecting activities
- Build collaborative working relationships and teamwork with branch staff to identify current and potential clients with investment and financial planning needs
- Make proactive calls to existing DUCA clients to offer investment & financial planning services
- Draw on external networks to attract new Wealth clients
- Use financial planning & life insurance needs analysis tools to develop plans and recommendations
- Drive asset consolidation among existing clients by attracting portfolios currently managed at other financial institutions
- Actively build investment and product knowledge as well as advisory capability among branch colleagues to support achievement of their own sales and client acquisition targets
- Become an integral member of the Branch sales team conducting regular information sessions/seminars
- Identify and assist in developing opportunities for retail banking products and services with Credit Union branch partners
Occupational Experience & Education Requirements
- Completion of the Canadian Securities Course (CSC)
- Currently registered with an IIROC firm as a Registered Representative or an Investment Representative considered an asset
- Advisors with MFDA registrations may also be considered
- Personal Financial Planner (PFP) or Certified Financial Planner (CFP) designation or working towards completion of PFP or CFP
- Expert knowledge of the investment industry products and the principles of investment advice /financial planning
- Minimum 5 years of experience in Financial Planning / Investment Sales
- Postsecondary diploma/degree ideally in Commerce Business Administration or related experience
Knowledge Skills & Attributes
- Familiarity with passion for Responsible Investing solutions
- A successful track record in asset gathering through advising retail investors
- Superior sales abilities (active listening identifying business opportunities influencing & negotiating asking for the business)
- Outstanding communication skills
- Welldeveloped presentation skills
- Selfstarter highachievement orientation
- Teamwork relationship builder
- Customer service / community involvement
- Proven networking and client acquisition skills
- Ability to build and develop strong partner relationships
- A passion for putting members/clients first
- Ability to work with minimal supervision
- Commitment to continuous learning
- Strong familiarity with financial planning tools / software
Working Conditions
Regular travel will be required between assigned branches and/or offsite to meet Members.
Some workathome activity will be required.
Department: Wealth Management
Primary Location:GTA West
Employment Status:FullTime
Hours per Week:38
Number of Vacancies:1
DUCA is committed to employment equity and encourages applications from all qualified candidates. Recruitment related accommodations will be provided upon request.
Qualified applicants are encouraged to submit their application.Applications must include a resume.
We thank all applicants but only those considered for an interview will be contacted.
Required Experience:
Unclear Seniority
Employment Type
Advisor
