Asset Wealth Management - Risk Regulatory - Manager
Asset Wealth Management - Risk Regulatory - Manager
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Line of Service
AssuranceIndustry/Sector
Asset and Wealth ManagementSpecialism
RiskManagement Level
ManagerJob Description & Summary
About the role
The world of Risk and Regulation is experiencing fundamental change evolving rapidly within political and commercial environments impacting businesses significantly. We work across the financial services sector to help clients navigate these changes. Join us in shaping a new relevant financial services industry.
The Asset and Wealth Management Risk and Regulatory team is growing and seeks ambitious Managers with experience in asset or wealth management regulation. Ideal candidates will possess strong knowledge of conduct and or/ prudential regulation including compliance arrangements SM&CR governance the FCAs asset management market study front office controls and the FCA regulatory framework. Experience with a regulator consultancy or in the industry is a plus.
As the leading provider of professional services to the asset and wealth management industry PwC collaborates with top UK firms understanding their challenges. Successful candidates will work on diverse projects expand their knowledge and fasttrack their careers supported by PwCs marketleading development framework and onthejob learning opportunities.
What your days will look like:
Leading projects and running work streams on medium and larger engagements working as part of a project team on client sites and daytoday liaison with clients
Taking responsibility for conducting reviews and preparation of reports; making oral presentations of findings and recommendations to client management team(s)
Conducting regulatory due diligence for merger and acquisition deals
Supporting technical analysis and developing an area of specialism where you will become the subject matter expert
Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations
Developing opportunities and helping to win new business through marketing and sales activities and continuous client relationship programmes with senior client staff
Networking with clients prospective clients and internally across PwC
People development mentoring and coaching including management of client facing teams
Technical research responding to consultation papers from relevant regulatory bodies providing input to the debate on development and application of policy participating in PwCs Thought Leadership
This role is for you if you have:
Knowledge and experience of the asset management and / or wealth management sector including a strong understanding of the FCAs supervisory approach for asset and wealth management firms;
Technically proficient in the conduct or prudential aspects of the FCA regime including recent thematic reviews the FCA market studies and the introduction of the Senior Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements;
The ability to make and develop strong relationships listen to clients needs and interpret this to identify new opportunities to assist them;
General understanding of compliance and governance structures operations and industry best practice in compliance;
Excellent communication (both written and oral) and organisational skills;
Strong numeracy and report writing skills.
Demonstrable experience with the FCA and/or with another regulatory consulting practice or inhouse as part of a compliance / risk function within a regulated firm.
Experience in providing regulatory consulting advice to both established companies and new entrants;
What youll receive from us:
No matter where you may be in your career or personal life our benefits are designed to add value and support recognising and rewarding you fairly for your contributions.
We offer a range of benefits including empowered flexibility and a working week split between office home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.
Education (if blank degree and/or field of study not specified)
Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank certifications not specified)
Required Skills
Optional Skills
Accepting Feedback Accepting Feedback Active Listening Analytical Thinking AntiBribery AntiMoney Laundering Compliance Business Ethics Coaching and Feedback Code of Ethics Communication Compliance and Governance Compliance and Standards Compliance Auditing Compliance Frameworks Compliance Program Implementation Compliance Reporting Compliance Review Compliance Risk Assessment Compliance Training Controls Compliance Creativity Cybersecurity Risk Management Data Analysis and Interpretation Data Protection Management (DPM) Disability Support 35 moreDesired Languages (If blank desired languages not specified)
Travel Requirements
Not SpecifiedAvailable for Work Visa Sponsorship
YesGovernment Clearance Required
NoJob Posting End Date
Required Experience:
Manager
Employment Type
Full-Time
