Internal Audit Senior Manager

About Haventree Bank

Headquartered in Toronto Ontario Haventree Bank (Haventree) is a mission driven alternative mortgage lender. The name Haventree is representative of the banks mission to help its customers find a place of refuge and to lay down new roots for the future. Haventree exists to be a catalyst of financial security and upward mobility for Canadians who are underserved by the traditional financial system.

Position Summary:

Reporting to VP Internal Audit the Internal Audit Senior Manager is responsible for assisting the VP Internal Audit develop and execute an effective riskbased audit plan that provides adequate coverage to assess the effectiveness of the 1st and 2nd lines of defense in mitigating risk

Major Duties & Responsibilities:

• Assist in highlevel reporting and planning including: the annual riskbased audit plan and the Audit and Conduct Review Committee report
• Execute project and team management responsibilities including review of work to ensure quality and providing regular updates to the VP Internal Audit on the status of audit deliverables
• Evaluate the effectiveness risks and controls associated with digital transformation initiatives including technology adoption change management regulatory compliance and its alignment with business objectives and risk management frameworks
• Champion the development and maintenance of data analytics for assigned audit areas
• Develop strong working relationships with senior nonexecutive management and the 2nd lines risk and compliance teams
• Evaluate the effectiveness and efficiency of control environment; Identifying control gaps and provide practical recommendations
• Conduct risk assessments and identify controls in place to mitigate identified risks
• Design and perform audit procedures to evaluate design and operational effectiveness of controls
• Document the results of audit work in accordance with Haventree Banks Audit Methodology and the Institute of Internal Auditors (IIA) standards
• Assess evaluate and promote compliance to internal policies
• Research emerging or technical subjects when required to support audits (e.g. OSFI Guidelines credit risk etc.
• Follow up and validate on management remediation efforts for identified risks and control gaps.

Qualifications & Experience:

Degrees Diplomas & Certifications:

• The position requires a University Degree.
• The incumbent must hold a Certified Internal Audit (CIA) and/or Certified Information System Audit (CISA) designations or equivalent.

Years and Range of Experience Required to Perform the Job:

• The position requires 57 years experience in riskbased auditing with a large public accounting firm or equivalent institution and have working knowledge of the financial services/residential mortgage industry and business.
• Experience is required in working with mortgage underwriting/servicing systems; Governance Risk & Control (GRC) software and ERP accounting software.
• Must have indepth knowledge on key regulations and legislation affecting the residential mortgage business (e.g. OSFI AML Residential Mortgages B20

While we thank everyone for their interest in Haventree Bank please note that only candidates selected for an interview will be contacted. Haventree Bank is committed to providing accommodation when needed. If you require an accommodation we will work with you to meet your needs.

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