drjobs Analyst Compliance

Analyst Compliance

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1 Vacancy
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Job Location drjobs

Chicago, IL - USA

Monthly Salary drjobs

$ 61500 - 98300

Vacancy

1 Vacancy

Job Description

About Northern Trust:

Northern Trust a Fortune 500 company is a globally recognized awardwinning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and institutions by remaining true to our enduring principles of service expertise and integrity. With more than 130 years of financial experience and over 22000 partners we serve the worlds most sophisticated clients using leading technology and exceptional service.

We are searching for a Compliance Analyst to join our team.

Under general supervision the Compliance Analyst is primarily focused on antimoney laundering (AML) and provides support and consultative advice for business unit activities including reviews of Asset Servicing and Asset Management prospects researching and identifying issues reporting and other duties as assigned. Additionally the Compliance Analyst detects and advises management of potential AML Compliance issues and recommends procedural changes.

The key responsibilities of the role include:

  • Provides support to the business unit as it relates to AML/KYC onboarding and remediation initiatives.
  • Reviews new client files for conformance with applicable AML policies procedures and regulatory requirements.
  • Provides support and functional knowledge as it relates to compliance with applicable AML laws rules and standards.
  • Identifies and escalates to Global AML management any regulatory compliance risks associated with the file reviews completed.
  • Participates in all applicable training.
  • Carries out businessrelated activities that may be required to support Global AML Compliance guidelines.
  • Provides support as requested by Global AML Management as necessary to resolve compliance issues including actions in response to Regulatory exam and Audit findings.

The successful candidate will benefit from having:

  • Knowledge of AML Customer Identification Program (CIP) Enhanced Due Diligence (EDD) and Know Your Customer (KYC) regulatory requirements is preferred to effectively perform new client onboarding reviews.
  • Strong analytical interpersonal verbal and written communication skills are required to analyze and summarize information.
  • Ability to work independently and meet deadlines.
  • Minimum of 35 years experience in AML compliance risk management financial services operations or client servicing.
  • CAMS certification is a plus.
#LILK2 #LIHybrid

Salary Range:

$USD

Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits 401k and pension) health and welfare benefits (medical dental vision spending accounts and disability) paid time off parental and caregiver leave life & accident insurance and other voluntary and wellbeing benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.

Working with Us:

As a Northern Trust partner greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged senior leaders are accessible and you can take pride in working for a company committed to assisting the communities we serve!Join a workplace with a greater purpose.

Wed love to learn more about how your interests and experience could be a fit with one of the worlds most admired and sustainable companies! Build your career with us andapply today.#MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process please email our HR Service Center at .


We hope youre excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.


Required Experience:

IC

Employment Type

Full-Time

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