Associate Manager - CFTCDerivatives
Associate Manager - CFTCDerivatives
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$ 100000 - 225000
1 Vacancy
Job Description
Position Overvew
Job Title:Associate/Manager (focus area: CFTC/derivatives)
Job Type:Full Time
Location:New York City
Salary Range: $100000$225000
About the Firm:
Patomak Global Partners is a leading financial sector consulting firm that applies the insights of seniorlevel industry experts to advise clients on complex and cuttingedge strategy and compliance and risk management challenges.
We are experiencing high growth and are looking for individuals that are selfstarters and eager to learn from the best in the industry. In this role you will have the opportunity to work with senior industry and regulatory experts. Daytoday interaction with former senior government officials and industry leaders will provide a unique and transformational professional experience. Patomak seeks a midlevel professional at the associate or manager level with a good understanding of CFTC/NFA rules and regulations. In this role you would apply your knowledge of these rules and regulations to compliance and risk programs in light of regulatory expectations and best practices and identify opportunities for clients to enhance their compliance and risk programs business models and operations.This position offers you the opportunity to join a highperforming team in a fastpaced work environment. You will lead cuttingedge projects and work on new industryspecific risk and compliance challenges. This position is for a financial services compliance professional at the Associate or Manager level to work on regulatory and compliance issues confronting clients who are swap dealers brokerdealers asset managers banks exchanges and other financial services firms such as fintech companies. Issues handled by this position will also involve cryptocurrencies swaps and investment products. This position will work on projects to help clients manage regulatory and compliance programs.
Whats Great:
- We have exceptional compensation and excellent work culture.
- We are a growing profitable company.
- You will gain broad exposure and learning opportunities.
- Patomak has a global client base ranging from the biggest banks in the world to the newest fintech firms.
- Our professional team of coworkers are experts in their specialties.
Overview of the job duties:
- Assess clients compliance programs against rules regulations and supervisory expectations.
- Conduct testing to determine control effectiveness.
- Design and implement enhanced internal controls framework.
- Review clients governance framework operations and trade and communication surveillance systems.
- Prepare written reports and other deliverables for the client.
- Closely collaborate with Directors Senior Directors and Managing Directors on business development and project .
Skills and Desired Qualifications:
- Strong organizational time management and problemsolving skills.
- Experience working with teams focused on identifying or overcoming compliance challenges facing leading financial companies.
- Excellent PowerPoint and Excel skills.
- Excellent writing and editing skills.
- Allhandsondeck mentality befitting a collaborative work environment.
- Proactive and curious; ability to quickly get up to speed on new topics regulatory priorities and rules and regulations.
- Flexible in adapting to new job duties and client demand.
- Keen attention to detail.
- Ability to work well in a team environment.
- Positive attitude and desire to learn.
Desired subject matter expertise:
- Derivatives market (CFTC/NFA) rules and regulations as applicable to swap dealers or futures commission merchants is required.
- Experience dealing with financial firm regulatory examinations investigations and enforcement at a financial firm or as a consultant lawyer or regulator.
Education and/or Relevant Experience:
- 38 years of derivatives market risk management or compliance experience in the private sector (e.g. consulting firm law firm financial firm) and/or at a financial regulator (e.g. CFTC NFA).
- Experience with securities rules and regulations (SEC/FINRA) as applicable to brokerdealers securitybased swap dealers or investment advisers is a plus.
- Experience with banking regulations particularly capital and risk management rules is a plus.
- Advanced degree preferred but not required.
To formally apply please follow these instructions:
- Complete the application as follows.
- Submit a cover letter with your application or send to Subject: Cover Letter YOUR NAME.
- Please indicate on your resume your GPA for any undergraduate or advanced degrees if you have less than three 3 years of professional work experience.
- Please note: you may be required to provide your unofficial transcript if selected further in the interview process.
Our Benefits Include:
- Patomak offers enrollment to fulltime employees (and eligible dependents) in a comprehensive health insurance plan
- Platinumrated medical/prescription plan
- Dental plan
- Vision plan
- Patomak offers participation in a 401(k) plan
- Pretax and Roth options
- Immediate enrollment eligibility
- 100 match up to 3 of compensation
- Immediate vesting
- Access to financial advisor for employees
- Patomak offers participation in a Flexible Spending Account (FSA)
- Unreimbursed Medical Expense (UME) and Dependent Care (DCA) options
- Patomak offers longterm disability coverage to all fulltime employees
- Employees are immediately enrolled in the plan upon being hired
- Premium is employerpaid
- Patomak offers a very generous commuting benefit
Patomak Global Partners LLC is an equal opportunity employer and does not discriminate on the basis of race color national origin ancestry citizenship status protected veteran status religion physical or mental disability marital status sex sexual orientation gender identity or expression age or any other basis protected by law ordinance or regulation.
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Pay Range
Required Experience:
Manager
Employment Type
Full-Time
