Compliance Specialist - KZN
Compliance Specialist - KZN
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1-3years
40000 - 40000
1 Vacancy
Job Description
- Assist the manager in ensuring that the compliance function is in compliance with law industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
- Ensure that policies and procedures with regard to the Compliance function are being adhered to (TCF).
- Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.
- Responsible for Compliance Monitoring and Reporting
- Monitor compliance risk policies and procedures at the Head Office and branches of the Group.
- Maintain the standardised monitoring procedure.
- Complete monitoring reports.
- Provide overall compliance assistance guidance and advice to the Group of Companies.
- Contribute to the development of compliance risk management plans.
- Contribute to the completion of compliance reporting (internal and regulatory).
- Provide Training and Awareness on Compliance Matters
- Create awareness in the Group of Companies with legal requirements (TCF).
- Inform employees about relevant compliance matters.
- Develop educate and enable a healthy and businessorientated compliance culture.
- Regularly meet with stakeholders including the regional managers of the specific business units to identify and address compliance risks.
Requirements
- Legal Degree/relevant
- LLB Degree
- Admitted Attorney (advantage)
- Compliance Certificate (Advantage)
- 23 years experience in Risk management and Compliance
- 23 years of Insurance Industry experience
Education Legal Degree/relevant LLB Degree Admitted Attorney (advantage) Compliance Certificate (Advantage) Experience 2-3 years experience in Risk management and Compliance 2-3 years of Insurance Industry experience
Education
LLB Degree Compliance Certificate
Employment Type
Full Time
