Control Manager- Vice President
Control Manager- Vice President
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Job Description
The Asset Management Operations Risk and Control team aims to proactively identify and mitigate risks in Asset Management Operations by providing a comprehensive risk management framework. They oversee governance regulatory response risk mitigation transformation and business intelligence. Business Control Officers with deep expertise collaborate with Operations and other risk teams to ensure consistency and advancement in risk management. The team partners with Operations Technology and Business leadership to share best practices and drive risk reduction initiatives maintaining a collaborative serve and protect approach.
As a Vice President in the Controls team you will support the Asset Management Operations Risk and Control mission in maintaining a strong and consistent control environment by providing comprehensive coverage of the control environment that promotes early operational risk identification and assessment effective design and evaluation of controls and sustainable solutions to mitigate operation risk. A Control Managers main focus is control design and testing expertise risk and control identification and assessment management control break and resolution management control governance and reporting and leading our audit & regulatory response efforts.
Job responsibilities:
- Create a proactive risk and control culture using proven evaluation strategies and sound change management protocols.
- Lead the coordination and implementation of strategic control initiatives and process enhancements for Asset Management Operations.
- Provide leadership support for executing the Control and Operational Risk Evaluation (CORE) to address control deficiencies and reduce risks.
- Review and analyze programrelated data to identify operational risks and issues offering valueadd analysis and reporting solutions.
- Work closely with control managers across regions to ensure adherence to defined standards.
- Engage with control colleagues business operations management legal compliance risk audit regulators and technology control functions.
Required qualifications skills and capabilities:
- Hold a Bachelors degree in Finance Accounting or equivalent experience with 10 years in financial services focusing on controls operations audit quality assurance risk management or compliance.
- Demonstrate proficiency in control and risk management concepts Microsoft Office Suite and business intelligence tools like Alteryx and Tableau with experience in AI/ML tools.
- Apply strong business knowledge understanding regulations and successfully deliver projects by working autonomously adapting to shifting priorities and managing competing demands in a fastpaced environment.
- Exhibit process analysis and design acumen problemsolving and analytical skills and the ability to make informed decisions influence stakeholders and navigate complex infrastructures while anticipating and delivering solutions to business partner needs.
Required Experience:
Chief
Employment Type
Full-Time
