Compliance and Op Risk Framework Team - India Lead Vice President
Compliance and Op Risk Framework Team - India Lead Vice President
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Job Description
You are a strategic thinker passionate about driving solutions in Control Management.You have found the right team.
As a Control Manager in our Finance team you will spend each day defining refining and delivering set goals for our firm. You will be responsible for the oversight and governance of the Commercial and Investment Bank (CIB) control environment including the development and delivery of an enterprisewide framework to manage controlrelated processes driven by Regulation and or Compliance requirements.Within CCO the Compliance and Operational Risk Framework (CORFT) team works within an exciting and busy environment managing ever changing regulations and controls to facilitate the correct monitoring review and reporting of all the CIB Central Control Office (CCO) programs. As an experienced manager you will lead a functional team in the Commercial & Investment Bank (CIB) Compliance and Operational Risk Team (CORFT) in Bengaluru overseeing Run the Bank businessasusual (BAU) control activities to ensure they are executed with efficiency and accuracy. You will proactively manage relationships serving as a key escalation point for the CORF Team leads addressing challenges and driving solutions. Your leadership will be instrumental in ensuring timely accurate and consistent BAU monitoring support and reporting while providing guidance and support to your team.
Job Responsibilities
- Lead the functional team by delegating tasks responsibly managing performance effectively and fostering a motivated and highperforming team environment. Foster a culture of continuous improvement within the team encouraging outside the box thinking and the adoption of best practices to streamline processes. Communicate and collaborate effectively with crossfunctional teams to address any datarelated challenges promptly and ensure governance materials are prepared with the highest standards of accuracy and relevance.
- Stay informed of key business objectives and ensure they are integrated into activities aligning team efforts with organizational goals.
- Take ownership of escalated issues ensuring timely and appropriate resolution and implement measures to prevent future occurrences.
- Ensure optimization of resource allocation to maintain high service levels ensuring team members are welltrained on Compliance and Operational Risk Framework (CORF) activities to support stakeholders effectively.
- Ensure and maintain standards of quality and consistency within the team ensuring work aligns with stakeholder expectations and standards.
- Deliver timely consistent and accurate reporting in support of the CORF Team deliverables.
- Oversee the accurate and timely collection analysis and dissemination of data ensuring that all reports are precise.
- Prepare comprehensive governance materials (WG Forums etc. by coordinating with various groups to gather necessary information and ensure concise material representation.
- Serve as the primary contact for CORF Team Leads managing escalations resolving queries and building strong relationships to enhance outcomes. Provide effective stakeholder management to prevent inaccurate reporting and material creation and distribution. Engage in handson work actively participating in daytoday operations and processes.
- Address datarelated challenges directly ensuring the accuracy and relevance of governance materials. Collaborate with stakeholders to streamline interactions and processes reducing queries and enhancing overall efficiency.
- Cultivate a deep understanding of the stakeholders areas of focus (OLO ELA Regulatory Governance) including the supported lines of business functions and activities to build knowledge and expertise.
Required qualifications capabilities and skills.
- Proven experience 5 years) in leading and managing teams fostering a highperforming and motivated environment and driving continuous improvement and innovation.
- Relevant industry experience 7 in Financial Services Control Oversight or similar roles with a comprehensive understanding of Operational Risk and Controls demonstrating successful team leadership and stakeholder management.
- Excellent communication and interpersonal skills for effective collaboration with crossfunctional teams and stakeholders and building strong relationships.
- Strong problemsolving abilities with a proactive approach to issue resolution and preventive measures.
- Proficient in Microsoft Office Suite (Word Excel PowerPoint Visio)
- Familiarity with Signavio Alteryx and Pega
Preferred qualifications capabilities and skills
- 11 years of relevant experience preferably within a corporate or financial services environment demonstrating successful team leadership and stakeholder management.
- Knowledge of CIB products (Markets Banking Securities Services)
- Understanding of OLO ELA Regulatory Commitments Keys
- Working knowledge of Signavio Alteryx Pega
Required Experience:
Chief
Employment Type
Full-Time
