EMEA Control Room Officer
EMEA Control Room Officer
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Job Description
The Control Room part of theCompliance Conduct and Operational Risk (CCOR) organization is seeking an associate for a role in our London Office in Canary Wharf. The Control Room is responsible for maintaining the integrity of the Firms information barriers by monitoring and controlling the flow of information between the Firms private side and public side businesses. In addition the Control Room tracks investment banking transactions to ensure that all restrictions are applied in a timely manner as well as advises the firms various divisions on the applicability of those restrictions.
As a Control Room Officer Associate within Risk Management and Compliance you will be at the center of keeping JPMorgan strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve realworld challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be bestinclass.
Job Responsibilities
- Interact with the Banking Sales and Trading and Asset Management teams to ensure the Firms Watch and Restricted lists are properly maintained
- Review Research publications to ensure compliance with legal and regulatory obligations
- Manage communications between Research and Investment Banking to ensure compliance with the Research Settlement
- Provide advice and guidance to front office businesses in respect of permissible interaction with research analysts preclearing permitted communications between them and chaperoning as necessary
- Provide advice and guidance to the business in respect of the firms watch & restricted list policy research restrictions during advisory mandates and other Control Roomowned policies
- Provide training to various business areas in respect of Control Room related policies and procedures
Required qualifications capabilities and skills
- Relevant Compliance experience in an investment bank within a Control Room role or private side advisory role.
- Confident with excellent communication skills written and oral and strong interpersonal skills with the ability to establish credibility with business partners.
- Excellent analytical and problemsolving skills.
- Motivated and proactive with the aptitude to initiate action and deliver results adapt to change make difficult decisions and accept challenging assignments.
- Ability to work as a member of a team in a highpressure fastpaced environment.
- Highly organized detailoriented and energetic individual with the ability to manage complex tasks simultaneously in a deadlineintensive environment.
- Degree level education.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
