The Executive Enterprise Risk and Regulatory Affairs will provide support:
- to the attainment of the overall objectives of the Enterprise Risk and Regulatory Affairs Department.
- in the planning design and implementation of the enterprisewide risk governance framework.
- to formulate regulatory and personal compliance policies best practices and processes attend to complex queries.
Tasks:
- To assist in the maintenance of local policies procedures processes guidance notes as appropriate
- To assist in conducting enterprise risk and regulatory risk assessments/audits to identify risk controls deficiencies and operational losses.
- To provide support in conducting Risk Events and Complaint assessments (experience with working on MetricStream would be an advantage)
- To assist in the reporting of Key Risk Indicators to Group.
- To provide support in the conducting Risk Control Self Assessments (RCSA) and Business Impact Assessments (BIA) workshops
- To provide support in identifying the latest regulatory information
- To provide support in updating of Risk Regulatory and Personal & Ethics Compliance Registers as required.
- To assist in the preparation and reporting for different committees and Board
- To provide support in other compliance and risk management deliverables
Key competencies for position and level:
- Team Player
- Collaborator
- Good researcher
- Good Analytical Skills
- Detailed Oriented
Expected key behaviors:
In addition to demonstrating our Group Values (Authentic Bold and Collaborative) the role holder will be expected to demonstrate the following:
- Accuracy
- Attention to detail
- Collaboration
- Organisation
- Proactivity
Qualifications :
Education / professional qualifications:
- A degree from reputable university preferably in the field of finance or financial services or directly related to compliance and risk functions with sufficient work experience to compensate
- A professional qualification/certification in the field of Compliance and Risk Management would be an advantage
Background experience:
- At least 2 3 years experience in the financial services sector and preference given to experience in Risk Management and Compliance Audit and/or Control functions
- Experience in a similar role would be an advantage
Technical:
- Good knowledge of compliance risk and of regulatory framework
Computer / program knowledge:
- Good Office tools skills and good knowledge of Excel modelling tools
Additional Information :
At IQEQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Remote Work :
No
Employment Type :
Fulltime