VICE PRESIDENT- DEC CLEARING-COLLATERAL MARGIN US SHIFT with Global Delivery Centre

Position Purpose

The candidate would be Part of Derivative Execution and clearing team working along with the DEC Market Fees Reconciliation and Brokerage
team.The role would concentrate To clear and allocate exchange traded derivatives trade on behalf of the client. Ensure all top day trades are
cleared and reconciled against cleaning house by the end of day.

The role requires a high level of attention to detail to ensure Companys external end client fees are validated and any required corrections or amendments are processed accurately and according to procedure. The candidate would be working with large volumes of trade data so should be comfortable using Excel to summarize as well as to drill down and independently investigate any discrepancies that may
arise.

Work effectively with team members to accomplish common goals. Generate creative solutions to problems Ability to plan work ahead and to prioritize workload in an organized manner. Undertake a variety of financial and nonfinancial tasks in order to help guarantee the companys revenues; handle the processing of incoming payments along with the issuing of necessary paperwork.

Responsibilities

Client experience focus directly interacting with the listed derivative global client base to manage their margin cash andcollateral settlements and inquiries.

Direct communication with CTFC regulators compliance teams auditors FCM community and global business partners

Extensive knowledge of the CFTC regulations NFA and CCP rulebooks for FCM clearing operations of settling margin collateral andcustomer protection regulations

Managing the cash wire securities movements and related control processes incorporated into the settlement of client and CCP facing
margin.

Account balancing of various depositories requiring in depth investigation to resolve related breaks and inquiries.

Key risk indicator and statistical capture recording and analysis of operational process and staff performance trends

Lead and assist large scale projects to implement processes that comply with necessary changes growth and or new regulations and
rules.

Provides training and instructional demonstration to staff partners and clients in regard to the firms margin settlement framework
regulatory requirements and related operational processes

Demonstrates a highly competent working knowledge of FCM operations involvement in the life cycle of execution and clearing activities that
result in the calculation margin requirements

Ensure ample familiarity with our escalation procedures and raises issues to the appropriate contacts in a timely manner to ensure all are
aware of potential risk while taking ownership of the issue and sees through to resolution

Reviews processes and provides feedback for enhancement with additional responsibility for managing the enhancement for operations
and seeing through to completion

Collaborates with Product on projects to improve the client offering and presents the operations point of view on behalf of her team

Technical & Behavioral Competencies

Experience with cash and collateral movements to settle margin calls.

Experience managing and operational processes.

Knowledge of FCM operations responsibilities to CCPs and clients

Extensive knowledge of CFTC regulations with ability to demonstrate
controls adhering to compliance in a daily production environment.

Understanding of exchange listed derivatives trading and clearing workflows and related controls to alleviate regulatory risk.

Proficient in SWIFT messaging custody account management wire transfers and account balancing

Experience interacting with exam teams and regulators.

Microsoft Excel (VLOOKUP Pivot tables formals etc.) Outlook and Power Point

Experience in client and CCP margin settlement calculation and process for listed derivatives markets.

5 years of experience assisting or leading projects requiring regular status reporting and meeting strict deadlines.

5 years of experience in client services solutions or relationship building and management.

Experience giving live demonstrations.

Project management experience specific to establishing best practices process improvements and implementation of operational controls.

Experience interacting with outside parties clients and various lines of business seeking solutions for enhancing control environments.

Experience in global markets trade execution and operational systems.

Microsoft suite knowledge

FINRA Series 99 3 or 7

Collateral Management,Margin Calls,Cash Margin