Associate Director - SOX and Internal Audit
Posted on :
16-05-2024
Employer Active
1 Vacancy
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Monthly Salary
Not Disclosed
Salary Not Disclosed
Vacancy
1 Vacancy
Posted on :
16-05-2024
Job Description
Req ID : 2846311
Scope of Work:
- Oversee and lead the Internal audit and SOX compliance team (Business and IT) manage the service delivery and quality
- Overseeing and anticipating the resource requirements of the clients build the team according to the needs
- Lead a team of Managers Assistant Managers and Seniors and make sure the team delivers high quality work on time and to budget
- Review the risk assessment procedures performed by the team including identification of significant accounts & classes of transactions and mapping of business processes.
- Review SOX documentation such as process flowcharts process narratives and risk and controls matrix.
- Suggesting business improvements by assessing risks and controls related to business imperatives
- Optimization of processes to reduce inefficiencies and reduce cost
- Integrate data analytics to provide increased efficiency assurance and value
- Extensive experience of planning implementing coordinating and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls developing test procedures executing and documenting testing and reporting results to Management)
- Detailed review of team members execution of SOX procedures and ensure testing results are appropriately documented.
- Ensure clear concise actionable and practical observations and recommendations with a well documented process for
- communication and resolution with clients on SOX deficiencies observed.
- Regularly train the team members on the endtoend SOX compliance process and procedures.
- Developing longterm relationships across a network of existing and potential clients understanding their businesses to provide tailored insights.
- Preparing for leadership decks by synthesizing the data at company level and connecting the dots and building the story on
- what is happening in the business and in the market.
- Business Leadership
- Manage the existing clients and look for opportunities to expand the involvement
- Look for business opportunities beyond existing clients to grow the business.
You should be a:
- 9 years of postqualification experience (CA/CPA/ACCA) with a big 4 or mid/toptier accounting firm focused on SOX
- internal audit.
- Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework PCAOB Audit Standards & IIA Standards)
- CISA is an added advantage
- Experience in conducting risk assessment procedures pertaining to financial reporting process flow mapping design and
- documentation of RACM controls testing evaluation of control deficiencies and remediation plans
- Good understanding of the IT systems and IT controls including areas such as network security logical access systems
- maintenance and change management controls at an infrastructure application and database levels.
- Focus on continuous improvement in quality of testingrisk and control coverage and team performance.
- Review of the sox documentation prepared by the team members
- Possess project management and organizational skills
- Strong verbal and written communication skills
- Strong business acumen
Employment Type
Full Time
Company Industry
Key Skills
- Presentation Skills
- Data Analytics
- Risk Management
- Financial Services
- COSO
- GAAP
- Fraud
- Accounting
- SOX
- Quality Management
- Internal Audits
- Leadership Experience
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