Delivery & Regulatory Reporting Analyst

Location: Chicago on-site

Compensation: Exceptional

Full-time

The job:

Our client is seeking a highly talented Delivery & Regulatory Reporting Analyst II is multi-purpose role that is responsible for all
related functionality for physical deliverable product markets. Assistance is required for delivery
invoicing and Regulatory Reporting processes. Cross-Training & Procedures for new product
nuances will be paramount. Furthermore, they will liaise with other internal departments to meet
funding requirements in a timely manner.

• Provide regulatory support and perform backup responsibilities as necessary for position amendments in Open Interest, Large Trader, and CFTC PERT applications prior to deadlines


• Ensuring all regulatory reports are reviewed, working files are compliant and controls have been completed in accordance with best practice.


• Update Hedge Exemption Tracker upon client levels sent from Compliance


• Notify clients of upcoming position limit scale-down requirements


• Reconcile position limits for each product so data is being sent properly downstream

• Populate excel tracker of daily assignment/stops-tender/issuances & cash events and funding requirements


• Assign deliveries to customers according to exchange practices.


• Instruct Treasury to pay exchanges, clearing firms or carrying broker as needed.


• Submit delivery intentions to exchanges with the proper exchange receipt inventory as it applies per client account


• Manually lock PCS values desired Long positions of physical deliverables


• Submit Long Date Holdings and reconcile versus PCS locks to ensure in-balance


• Quality assurance of Last Trade Date (exchange to bookkeeping) including reconciliation of applicable dates.


• Maintaining an accurate inventory of all deliverable commodities.


• Enter receipt inventory into customers books on delivery/value date

You Have

• 5+ years related industry experience


• General experience in financial/regulatory reporting at a financial services firm.


• Demonstrated experience of meeting SLA reporting deadlines.


• Advanced understanding of all commodities concepts- balancing, trade clearance, deliveries, options, out-trades, options, execution/clearing responsibilities, transfers, treasury


• Subject matter expert of futures deliverable (physical vs cash; FND/LTD) product slate including knowledge of all aspects of ON & OFF [exchange] delivery processing events: versus cash purchase/sale; complete loadout & CFLO; registering receipts, and error trade protocol for at least CME and ICE deliverable products.


• Strong organizational skills with the ability to manage a range of competing priorities timely and accurately.


• Solid writing and excellent communication skills that apply to Microsoft applications