Embedded Risk Manager

Position Embedded Risk Manager

Duration Contract to Hire

Location Dallas, TX 2 days onsite 3 days remote

Interview Zoom Video

Visa USC, GC

Client DTCC

Rate $75-85 C2C/1099

Need: Last 4 SSN, MM/DD of Birth and Education with year of passing

All resumes submitted must have a photo- can be a LinkedIn with a photo in profile, can be a DL, or just a photo. DTCC will be comparing photos to interviews and people showing up to first day.

Functional Title: Embedded Risk Manager
Business Unit Description: The Information Technology group delivers secure, reliable technology solutions that enable DTCC to be the trusted infrastructure of the global capital markets. The team delivers high-quality information through activities that include development of essential applications, building infrastructure capabilities to meet client needs and implementing data standards and governance.

Position Summary- The Principal Embedded Risk Manager (ERM) specializes in serving as a central point of contact and liaison aligned with IT that drives completion of, and adherence to, risk and control commitments, obligations, and requirements for their aligned departments; and is responsible for assisting stakeholders with the identification and timely remediation of risk. They are a top-level contributor that acts independently with minimal direction. The ERM's ability to form strong relationships and communicate with a breadth and variety of management resources is critical. Attention to detail/strong time management skills are required, along with juggling competing priorities.

Specific Responsibilities
Follow the DTCC processes and methodologies for risk management
Learn to effectively use the tools required for risk management at DTCC such as PDMS / MetricStream / Archer
Comply with existing risk and control commitments and requirements
Effectively Liaison between and across the cost centers composing Enterprise Production Assurance (EPA) and IT Resiliency and Data Center (ITR&DC) and the following control functions:
Internal Audit Department
Technical Risk Management
Operational Risk Management
Regulators / Regulatory Relations
IT Risk Community of Excellence
Management Control Testing
Drive successful and timely completion of commitments and requirements
TRM network and app pen test findings, FOSS findings
Risk acceptances and policy deviations
PDMS Policy and Procedures document reviews
Provide guidance and become trusted resource between stakeholders and control functions
Assist with thoughtfully articulating issues and remediation plans, driving timely submissions to control functions
Assist EPA/ITR&DC teams in tracking audit deliverables and facilitating management's timely response to requests
Track audit actions against defined delivery dates and assist with development of retarget plans as necessary
Protect stakeholders by identifying control adherence/design effectiveness gaps as first line of defense
Conduct proactive Continuous Improvement Questionnaire (CIQ) to identify MSIs, policy deviations and risk acceptances to mitigate future control function findings
Update Process, Risk & Control (PRC) framework proactively
Review Key Performance Indicator (KPI) maker/checker compliance
Effectively document meeting decisions and actions in a timely manner
Work closely with management and stakeholders to accurately report status of audit and regulatory actions
Collaborate effectively with the Risk Management Center of Excellence to drive the teams' timely response to TRM, external Audit, and regulatory requests
Enable strategic improvement of IT control environment
Integrate risk management into each team's continuous improvement processes, roadmaps, and strategies
Drive/facilitate control efforts
Provide information and feedback to the CoE and control functions as appropriate
Influence and support the Risk mindset of EPA & ITR and DC

Qualifications
Minimum of 6 years of Financial Services industry related experience
Bachelor's degree preferred with Masters or equivalent experience