Finance Executive

We are seeking a detail-oriented proactive operational professional to join our Account Opening / Client Onboarding team in Bangalore. In this role you will be responsible for seamlessly onboarding High-Net-Worth (HNW) and Ultra-High-Net-Worth (UHNW) clients ensuring strict compliance with regulatory guidelines and internal policies.

• Location: Bangalore

• Work Mode: Strict Work from Office (Full-Time)

• Experience: 2 to 4 years in Wealth Management Private Banking or Premium Broking operations.

• End-to-end processing of account opening forms for diverse client entities (Individuals HUFs Corporates Trusts and NRIs).

• Meticulously verify Know Your Customer (KYC) and Anti-Money Laundering (AML) documentation.

• Ensure accurate setups for Trading Demat and Wealth Management platform accounts.

• Partner closely with Relationship Managers (RMs) and Investment Counselors to resolve documentation queries and discrepancies efficiently.

• Liaise with central operations legal and compliance teams to ensure smooth workflow execution.

• Stay updated on SEBI RBI and FMC guidelines regarding client onboarding and data privacy.

• Conduct regular sanitization and maintenance of client master data.

• Identify potential process gaps and suggest automation or simplification to enhance the onboarding turnaround time (TAT).

• Experience: 2 4 years of hands-on experience specifically in Account Opening / Client Onboarding / Central Operations within a Wealth Management firm Private Bank or Tier-1 Stock Broking house.

• Education: Bachelors degree in Commerce Finance Business Administration or a related field.

• Regulatory Knowledge: Deep understanding of KYC/KRA registries CKYC and documentation requirements for complex entity structures (Trusts Corporates PMS/AIF onboarding).

• Attention to Detail: High accuracy in data entry and document verification-zero-error tolerance for compliance.

• Communication: Strong verbal and written communication skills to effectively coordinate with internal sales and compliance teams.

• Tech-Savvy: Proficiency in MS Excel and experience working with core wealth management or broking platforms.

• Resilience: Ability to thrive in a fast-paced environment especially during high-volume quarter-ends.

• Opportunity to work with a prestigious global brand in wealth management.

• A collaborative and professional work environment that values meritocracy.

• Competitive compensation aligned with industry standards.