Compliance Analyst, Expert Network

The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research company filings event transcripts expert calls news trade journals and clients own research content.

The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together AlphaSense and Tegus will accelerate growth innovation and content expansion with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6000 enterprise customers including a majority of the S&P 500. Founded in 2011 AlphaSense is headquartered in New York City with more than 2000 employees across the globe and offices in the U.S. U.K. Finland India Singapore Canada and Ireland. Come join us!

The Compliance Analyst Expert Network plays an important role in supporting AlphaSenses expert network compliance program by helping execute core compliance operations accurately consistently and in accordance with established policies. Reporting to the Head of Expert Network this role supports expert onboarding compliance reviews governance activities and regulatory processes that help maintain the integrity of AlphaSenses expert network platform.

Working closely with Compliance Legal Product Customer Operations and Commercial teams the Compliance Analyst helps ensure expert engagements meet company policies and applicable regulatory requirements while supporting a scalable efficient compliance program.

This role is well suited for someone looking to build experience in compliance operations securities law expert network compliance governance and risk management within a fast-paced technology company.

• Support the execution of AlphaSenses expert network compliance program including compliance policies training logistics and ongoing monitoring activities.
• Perform expert onboarding and screening reviews including employment conflicts confidentiality considerations and MNPI risk assessments in accordance with established protocols.
• Conduct pre-call live-call and post-call compliance reviews escalating potential issues through established procedures.
• Support the use of compliance monitoring tools and call screening analytics while tracking and resolving flagged items.
• Support documentation and logistics for compliance risk assessments and annual testing activities under the direction of senior compliance leadership.
• Compile background materials for client due diligence requests and compliance discussions.
• Prepare and maintain compliance attestations certifications governance documentation testing logs risk registers and training records.
• Support incident intake documentation remediation tracking and quarterly compliance reporting.
• Partner with Customer Operations Product Sales and Legal teams to answer routine compliance questions and escalate complex matters appropriately.
• Assist with the development and maintenance of compliance training materials and support rollout of updated compliance procedures to affected teams.

• 0 to 2 years of experience in operations administrative customer support compliance operations or similar process-based roles is helpful and fresh graduates are encouraged to apply.
• Familiarity with securities laws insider trading regulations material non-public information (MNPI) and conflict of interest principles. Additional role-specific training will be provided.
• Highly detail-oriented with a demonstrated ability to consistently follow established policies procedures and documented workflows.
• Strong written communication skills in English with the ability to follow templates closely and produce clear professional error-free responses.
• Organized reliable and able to manage multiple requests track deadlines and stay composed while handling a steady volume of work.
• Sound judgment including knowing when to rely on established guidance and when to escalate issues to senior compliance leadership.
• Comfortable working with compliance systems case management tools monitoring technology and AI-assisted productivity tools.

AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports inspires and respects all individuals. All employees share in the responsibility for fulfilling AlphaSenses commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race color sex (including pregnancy) national origin age religion marital status sexual orientation gender identity gender expression military or veteran status disability or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense including recruitment hiring training advancement and termination.

In addition it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws regulations and ordinances where a particular employee works.

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