BAPM, Compliance IT, Information Technology MNC Institutional Brokerage and Investment Services

Key Areas of Responsibilities

• Liaise with Compliance stakeholders to gather requirements analyze business needs and design technology solutions that support regulatory and operational objectives.

• Conduct gap analysis impact assessment and feasibility studies on business requirements and recommend aligned technology strategies.

• Prepare and maintain business requirement documents test scenarios and user manuals.

• Collaborate with cross-functional teams including Compliance vendors and internal IT teams to deliver technology solutions.

• Participate in project planning scope management and stakeholder communications to ensure successful project delivery.

• Develop coordinate and execute UAT plans test cases and defect management activities to ensure solutions meet business requirements.

• QA Testing and ensure changes is rigorously tested before providing in UAT to users

• Manage end-to-end project lifecycle activities from initiation requirements gathering solution design testing deployment and post-implementation support.

• Ensure solutions (either in-house or vendor) comply with standards and practices

Requirements

• Bachelors degree or above in IT Business or related disciplines.

• 8-10 years of IT project experience in financial institutions including minimum 3 years in project management

• Proven exposure to Compliance technology domains including COB AML trade surveillance regulatory reporting and other compliance areas

• Working knowledge of SMARTS LiquidMetrics GoldTier AxiomSL and ComplySci applications is a plus

• Good understanding of front-to-back trading / settlement flows in Investment Bank is an advantage

• Experience in data analysis is a plus

• Detailed-oriented and self-motivated

• Demonstrates a strong sense of accountability ownership and professional discipline

• Excellent communication skills

Required Skills:

ComplianceAMLKYCTrade Surveillance