Regulatory and compliance Jobs in Hong Kong

The Opportunity The customer is the focus of everything we do and millions of end users rely on our products daily. We believe in the value of empowering our professionals with the resources to solve critical problems for the future of our business which is why we need you.Position Responsibilities:...

Core Underwriting Oversee and manage all underwriting aspects of various Accident and Health products within local authority.Provide oversight for large projects and initiatives related to A&HWork along with Head of A&H to execute A&H plans and strategies across local marketsUnderwrite both individu...

We are looking for an experienced KYC Business Analyst to join our team for 12 months to assist in the integration of two Financial institutions and to remediate any profiles that are not up to regulatory and internal standards. Key responsibilties:Preform KYC review on client including HNWIs family...

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand...

You are as unique as your background experience and point of view. Here youll be encouraged empowered and challenged to be your best self. Youll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your...

King Deux Search & Consulting is a specialized executive search firm that offers bespoke talent solutions for financial services and commerce. We are committed to not only finding the right opportunity for our candidates but also leaving a legacy that lives on beyond the hiring process. Follow us at...

DescriptionIn a world of disruption and increasingly complex business challenges our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills paired with the latest technology allow us to give our clients claritynot just answersin all areas of business. We value the dive...

Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work...

This role is to handle Hong Kong Stock Exchange listing applications Hong Kong Securities and Futures Commission waiver applications and KYC request consolidation and other KYC-related matters. The work often requires liaising with issuers to obtain information and to work closely with lawyers from...

Our client is one of the largest logistics & supply chain solution providers in SEA working on a groundbreaking multimodal project that promises to revolutionize trade competitiveness and connectivity in Vietnam and beyond. They are searching for an accomplished and worldly Commercial Head with exte...

At Franklin Templeton were advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their go...

DescriptionJoin our dynamic Equities Operations Transformation team as a Senior Test Manager where you will play a pivotal role in driving the quality and success of strategic transformation initiatives across the APAC Corporate and Investment Banking Equities business.As a Senior Test Manager withi...

Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work...

HR Manager and Global HR Compliance CoordinatorAnimals Asia Foundation is seeking a professional for the role of Human Resources Manager and Global Human Resources Compliance Coordinator.The organisation is experiencing rapid growth in its animal welfare programs and supporter base. The successful c...

We are currently seeking a Legal Consultant - Compliance to join our bench and work with our global client in investment management:Requirements:Manage investor due diligence AML/KYC checks and onboarding processes while reviewing and refining legal drafts by third partiesManage investor onboarding...

At Moodys we unite the brightest minds to turn todays risks into tomorrows opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas think innovatively and listen to each other and customers in meaningfu...

About Us Simmons & Simmons Adaptive:In todays dynamic market our clients require versatile resourcing and talent solutions to adapt to their shifting demands and talent shortages. To address this challenge we introduced Simmons Adaptive (Adaptive) in London in 2014 followed by expansions to Hong Kon...

OverviewSusquehanna International Groupis a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds cutting-edge technology and expansive sets of data to solve incredibly challenging problems. Susquehanna entities ope...

Senior Manager Regulatory Product & Sales Compliance (12 months contract)The Senior Manager (12-month contract) Regulatory Product & Sales Compliance Hong Kong will specialize in compliance advisory and review for product and marketing materials regulatory compliance and sales compliance. This posit...

Circle (NYSE: CRCL) is one of the worlds leading internet financial platform companies building the foundation of a more open global economy through digital assets payment applications and programmable blockchain infrastructure. Circles platform includes the worlds largest regulated stablecoin netwo...