Compliance Issues Jobs in Hong Kong

Location:Hong KongAddress:Room 1601-1614 & 1634-1640 Hong Kong Hong Kong Island Hong KongJob Title:Manager WholesaleCanada Goose isnt like anything else. Weve built something great something special - an iconic lifestyle brand with an inspirational and authentic story. At the heart of it is our pro...

When our values align theres no limit to what we can achieve.At Parexel we all share the same goal - to improve the worlds health. From clinical trials to regulatory consulting and market access every clinical development solution we provide is underpinned by something special - a deep conviction in...

Animoca Brands Corporation Limited (ACN:) is a Web3 leader that leverages tokenization and blockchain to deliver digital property rights to consumers helping to establish the open metaverse and its associated network effects. Animoca Brands realizes its mission via three integrated business pillars:...

Binance is a leading global blockchain ecosystem behind the worlds largest cryptocurrency exchange by trading volume and registered users. We are trusted by over 280 million people in 100 countries for our industry-leading security user fund transparency trading engine speed deep liquidity and an un...

ABOUT THE JOBWe are seeking a talented Legal & Compliance Counsel to join our thriving Legal Team. With over 20 dedicated professionals the APAC Legal Team plays a crucial role in safeguarding our business and people ensuring we operate with integrity and within the bounds of laws and regulations. T...

Equity Derivatives Compliance - Executive DirectorBased in Hong Kong and reporting to Head of Equities Derivatives Compliance this role will provide compliance coverage primarily for Morgan Stanleys Derivatives business namely Prime Brokerage Stock Borrowing and Lending Delta One products as well as...

Equity Derivatives Compliance - Executive DirectorBased in Hong Kong and reporting to Head of Equities Derivatives Compliance this role will provide compliance coverage primarily for Morgan Stanleys Derivatives business namely Prime Brokerage Stock Borrowing and Lending Delta One products as well as...

The West Kowloon Cultural District Authority welcomes exceptional talent with a passion to realise the vision and mission of making the West Kowloon Cultural District a prime local and international destination for arts culture and entertainment.Reporting to the Chief Executive Officer of West Kowlo...

DescriptionResponsibilities & requirements:Highly motivated self-starter able to proactively assume responsibility and add value in designing and managing the distribution process.Currently hold or eligible to hold a RO type 1 and type 4 license.Strong Family Office & EAM network in HK and Asia with...

ResponsibilitiesFocus on Ready-to-wear (RTW) testing & labelling compliance activities in product development & production stages.Responsible for research and process management in product development and production stages for Novelty categories (e.g. adults collectible items food containers or misc...

Shangri-La Group - Hong Kong RegionRenowned for its distinctive Asian hospitality the luxury hotel group operates five Shangri-La properties in Hong Kong where the company is also headquartered including KowloonShangri-La IslandShangri-La Kerry Hotel Hong Kong JENHong Kong by Shangri-La and The Aber...

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand...

Experience & skills required:Successful experience of2-4 years in Capital Market in a renowned law firm.Experience with HK IPO mainly HK sideExperience with Listing Rules compliance issuesExperience with public M&A preferredHighest working standards with strong service orientation - a client first c...

The Equity Production Management team is looking for a talented individual to join the team providing 1st - 3rd line support for Equity Algorithmic trading systems. This is a production level two support role in Equity Sales & Trading. The algorithmic trading product offering provides internal and c...

The Equity Production Management team is looking for a talented individual to join the team providing 1st - 3rd line support for Equity Algorithmic trading systems. This is a production level two support role in Equity Sales & Trading. The algorithmic trading product offering provides internal and c...

Primary Purpose This position is responsible for supporting the Global Trade Services (GTS) function to manage the companys product testing labeling and regulatory affairs thereby successfully supporting Tapestrys strategy and business growth while mitigating the risk of non-compliance finished good...

About the PositionWe are looking for a China Compliance Specialist to join our Hong Kong team. You will work closely with internal business groups to identify advise on analyse and resolve compliance issues relating to Jane Streets business in Asia with a particular focus on China.This role will foc...

Our client an established asset manager with SFC Type 1 4 9 is currently looking for a Compliance Manager to monitor their daily operationResponsibilities:Draft review and negotiate transactional legal documents for investment transactionsReview business agreement and commercial contractsWork closel...

Responsibilities:Monitor all compliance issues of the company including Asset Management Brokerage Corporate Finance and Direct InvestmentConduct investigation on suspicious transaction casesBuild and strengthen the in-house compliance & risk management frameworkProvide AML/KYC advisory and operatio...

Our client an established financial group with SFC Type 1 4 9 is currently looking for a Compliance Manager to monitor their daily operation.Responsibilities:Monitor all compliance issues of thecompany including Asset Management Brokerage and Direct InvestmentConduct investigation on suspicious tran...