FINRA

The Director of Technology: GenAI Implementation and Support is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President.Primary ResponsibilitiesLead a team of dat

The Director of Technology: GenAI Implementation and Support is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President.Primary ResponsibilitiesLead a team of dat

Provides paralegal support to Ethics Office attorneys and senior management. This position works independently on advisory and investigation related assignments under the supervision of the Ethics Office attorneys.Essential Job Functions:Drafts correspondence summaries of advisory con

Provides paralegal support to Ethics Office attorneys and senior management. This position works independently on advisory and investigation related assignments under the supervision of the Ethics Office attorneys.Essential Job Functions:Drafts correspondence summaries of advisory con

The Assistant General Counsel within the Office of Disciplinary Affairs (ODA) which with its team of senior-level attorneys promotes effective self-regulation by ensuring that FINRA disciplinary matters are handled consistently rigorously and according to the federal securities laws a

The Assistant General Counsel within the Office of Disciplinary Affairs (ODA) which with its team of senior-level attorneys promotes effective self-regulation by ensuring that FINRA disciplinary matters are handled consistently rigorously and according to the federal securities laws a

The Lead Product Manager Legal Technology Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative practical and cost-effective technology solutions to achieve OCLOs strategic goals and objectives and increase the efficiency and effectiveness of OCLO gr

The Lead Product Manager Legal Technology Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative practical and cost-effective technology solutions to achieve OCLOs strategic goals and objectives and increase the efficiency and effectiveness of OCLO gr

The Associate Director Knowledge Management Office of the Chief Legal Officer (OCLO) provides strategic operational and technical leadership of an enterprise-wide knowledge management system (KMS). The purpose of the KMS is to provide clear consistent timely and relevant information

The Associate Director Knowledge Management Office of the Chief Legal Officer (OCLO) provides strategic operational and technical leadership of an enterprise-wide knowledge management system (KMS). The purpose of the KMS is to provide clear consistent timely and relevant information

The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations performs a wide variety of operational functions and activities to elevate and enhance centralized support to CLO offices. This role enables the senior leadership team to effectively execute against and co

The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations performs a wide variety of operational functions and activities to elevate and enhance centralized support to CLO offices. This role enables the senior leadership team to effectively execute against and co

This Senior Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exc

This Senior Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exc

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

The Program Manager within the Enterprise Data Privacy Office (EDPO) is responsible for managing strategic initiatives privacy program implementation and enterprise-wide education and awareness efforts. The Program Manager serves as a strategic partner and trusted resource collaborati

The Program Manager within the Enterprise Data Privacy Office (EDPO) is responsible for managing strategic initiatives privacy program implementation and enterprise-wide education and awareness efforts. The Program Manager serves as a strategic partner and trusted resource collaborati

The Summer 2026 Graduate Intern position will work with FINRAs Financial Intelligence Unit (FIU) which identifies and assesses emerging risks and threats in the securities industry and provides impactful intelligence for our internal and external stakeholders. Working alongside experi

The Summer 2026 Graduate Intern position will work with FINRAs Financial Intelligence Unit (FIU) which identifies and assesses emerging risks and threats in the securities industry and provides impactful intelligence for our internal and external stakeholders. Working alongside experi

The Senior Architect is autonomous in their technical thought leadership in framing and overseeing long term technical vision and strategy based on strong understanding of the business or economic environment for an entire line of business.Essential Job Functions:Shepherd the design a

The Senior Architect is autonomous in their technical thought leadership in framing and overseeing long term technical vision and strategy based on strong understanding of the business or economic environment for an entire line of business.Essential Job Functions:Shepherd the design a

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

The Dispute Resolution Principal Analyst supports case administration and the National Arbitration program for FINRA Dispute Resolution Services (DRS).Essential Job Functions:Develops and implements policies regarding FINRAs arbitration program. Works with Senior Management to ensure

The Dispute Resolution Principal Analyst supports case administration and the National Arbitration program for FINRA Dispute Resolution Services (DRS).Essential Job Functions:Develops and implements policies regarding FINRAs arbitration program. Works with Senior Management to ensure

The Executive Assistant provides comprehensive and confidential administrative support to the Senior Vice President and Chief Hearing Officer of FINRA as well as incidental support to the Vice President and Deputy Chief Hearing Officer (Officers) of the Office of Hearing Officers (OHO

The Executive Assistant provides comprehensive and confidential administrative support to the Senior Vice President and Chief Hearing Officer of FINRA as well as incidental support to the Vice President and Deputy Chief Hearing Officer (Officers) of the Office of Hearing Officers (OHO

FINRA is seeking an experienced Senior Security Engineer to join our Security Operations team. This role is critical in implementing deploying and maintaining enterprise-level endpoint security solutions and security platforms across our organization. The ideal candidate will have ext

FINRA is seeking an experienced Senior Security Engineer to join our Security Operations team. This role is critical in implementing deploying and maintaining enterprise-level endpoint security solutions and security platforms across our organization. The ideal candidate will have ext

The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a wide ra

The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a wide ra

The Mediation Administrator in Dispute Resolution Services is responsible for applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works under

The Mediation Administrator in Dispute Resolution Services is responsible for applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works under

The Senior Mediation Administrator in Dispute Resolution Services is responsible for applying expert analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works

The Senior Mediation Administrator in Dispute Resolution Services is responsible for applying expert analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works

The Director of Cyber Risk Governance & Compliance Technology is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice PresidentEssential Job Functions:Has hands on exper

The Director of Cyber Risk Governance & Compliance Technology is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice PresidentEssential Job Functions:Has hands on exper

This position performs a variety of duties including applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of arbitration cases. This is professional work in which the incumbents are applying their skills and attaining new

This position performs a variety of duties including applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of arbitration cases. This is professional work in which the incumbents are applying their skills and attaining new