FINRA

The HR Specialist People Analytics supports workforce reporting and analytics with responsibility for assisting in Workday reporting development data quality and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries report pre

The HR Specialist People Analytics supports workforce reporting and analytics with responsibility for assisting in Workday reporting development data quality and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries report pre

The Director Product Management - Enterprise & Financial Solutions leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development

The Director Product Management - Enterprise & Financial Solutions leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

The Product Manager owns the vision and strategy roadmap and feature definition for a product within a product group. Responsibilities include writing stories to define outcomes and product requirements as well as planning and managing product features through the product development

The Product Manager owns the vision and strategy roadmap and feature definition for a product within a product group. Responsibilities include writing stories to define outcomes and product requirements as well as planning and managing product features through the product development

The Associate Director of Enterprise Financial Planning & Analysis (FP&A) is an experienced individual contributor role for a developing subject matter expert who operates with significant autonomy. This position is responsible for conducting sophisticated financial analysis and plann

The Associate Director of Enterprise Financial Planning & Analysis (FP&A) is an experienced individual contributor role for a developing subject matter expert who operates with significant autonomy. This position is responsible for conducting sophisticated financial analysis and plann

The Senior Security Operations Center (SOC) Engineer works under minimal supervision and performs information security tasks to ensure applications and projects meet defined quality standards. This role is critical in deploying and maintaining enterprise-level endpoint security soluti

The Senior Security Operations Center (SOC) Engineer works under minimal supervision and performs information security tasks to ensure applications and projects meet defined quality standards. This role is critical in deploying and maintaining enterprise-level endpoint security soluti

The Docket Manager is responsible for independently handling functions related to the Office of Hearing Officers docket including maintaining and auditing case records and databases dealing with queries from parties and panelists creating and maintaining reports for OHO management per

The Docket Manager is responsible for independently handling functions related to the Office of Hearing Officers docket including maintaining and auditing case records and databases dealing with queries from parties and panelists creating and maintaining reports for OHO management per

The Administrative Assistant (AA) performs a wide range of standard administrative duties. The AA receives guidance mentoring and training from senior colleagues and his/her manager. The AA is required to have experience in the use of Microsoft Office applications. Operational tasks i

The Administrative Assistant (AA) performs a wide range of standard administrative duties. The AA receives guidance mentoring and training from senior colleagues and his/her manager. The AA is required to have experience in the use of Microsoft Office applications. Operational tasks i

The Director Human Resources (Head of HR Operations) works directly with VP level and higher leaders within the organization and is responsible for providing leadership and guidance to a team of HR professionals providing centralized services and program support to various Centers of

The Director Human Resources (Head of HR Operations) works directly with VP level and higher leaders within the organization and is responsible for providing leadership and guidance to a team of HR professionals providing centralized services and program support to various Centers of

The Senior Executive Assistant Enterprise & Financial Solutions (EFS) provides comprehensive and confidential administrative support to the Executive Vice President Chief Financial & Administrative Officer (CFAO) and the Chief of Staff & Vice President Strategic Operations (COS). This

The Senior Executive Assistant Enterprise & Financial Solutions (EFS) provides comprehensive and confidential administrative support to the Executive Vice President Chief Financial & Administrative Officer (CFAO) and the Chief of Staff & Vice President Strategic Operations (COS). This

Independently reviews communications with the public submitted by firms for compliance with FINRA SEC MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality quantity and timeliness by providing training and communicating information

Independently reviews communications with the public submitted by firms for compliance with FINRA SEC MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality quantity and timeliness by providing training and communicating information

The Senior Paralegal in Appellate provides paralegal and administrative support for the departments legal and compliance function. Reviews and processes documentation regarding adjudications legal filings and research. Updates internal case management systems and conducts research. M

The Senior Paralegal in Appellate provides paralegal and administrative support for the departments legal and compliance function. Reviews and processes documentation regarding adjudications legal filings and research. Updates internal case management systems and conducts research. M

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

The Senior Specialist in the Office of International Affairs (OIA) is responsible for facilitating engagement with foreign regulators to develop and promote cross-border collaboration cooperation and information sharing. The specialist also will monitor and analyze global regulatory d

The Senior Specialist in the Office of International Affairs (OIA) is responsible for facilitating engagement with foreign regulators to develop and promote cross-border collaboration cooperation and information sharing. The specialist also will monitor and analyze global regulatory d

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

Under supervision the Graduate Intern may engage in the following activities: Perform research review transcripts of hearings exhibits and other evidence as well as motions and briefs filed by the parties on appeal. Outline and summarize the significant points involved. Assist in rese

Join Us in Driving Strategic Value Through Procurement ExcellenceAre you a procurement professional ready to make an impact at a leading regulatory organization In this dynamic role youll be a trusted business partner working collaboratively across FINRA to understand diverse business

Join Us in Driving Strategic Value Through Procurement ExcellenceAre you a procurement professional ready to make an impact at a leading regulatory organization In this dynamic role youll be a trusted business partner working collaboratively across FINRA to understand diverse business

The Specialist Accounts Payable in FINRAs Finance department is responsible for the accurate and timely processing tracking and management of supplier invoices expense items and payment activities for FINRA. This position works closely and interacts frequently with internal stakeholde

The Specialist Accounts Payable in FINRAs Finance department is responsible for the accurate and timely processing tracking and management of supplier invoices expense items and payment activities for FINRA. This position works closely and interacts frequently with internal stakeholde

Independently conducts complex analyses of FINRA firms communications with the public both independently of and in conjunction with other FINRA departments and other regulators. Provides assistance and support to Associate Director Director and Senior Director in the areas of quality

Independently conducts complex analyses of FINRA firms communications with the public both independently of and in conjunction with other FINRA departments and other regulators. Provides assistance and support to Associate Director Director and Senior Director in the areas of quality

The Director in the Office of Financial & Operational Risk Policy (OFORP) serves as a subject matter expert providing technical and interpretive guidance on broker-dealer financial and operational rules and related industry practices. As a primary point of consultation within the OFOR

The Director in the Office of Financial & Operational Risk Policy (OFORP) serves as a subject matter expert providing technical and interpretive guidance on broker-dealer financial and operational rules and related industry practices. As a primary point of consultation within the OFOR

The Director Financial Planning and Analysis (FP&A) plays a critical leadership role in providing forward-thinking financial guidance and strategic partnership to senior executives across FINRAs enterprise. This role combines financial expertise with exceptional business acumen to ser

The Director Financial Planning and Analysis (FP&A) plays a critical leadership role in providing forward-thinking financial guidance and strategic partnership to senior executives across FINRAs enterprise. This role combines financial expertise with exceptional business acumen to ser