Compliance Governance & Operations Analyst I
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Job Summary
Work Location:
Montréal Quebec CanadaHours:
37.5Line of Business:
CompliancePay Details:
59 500$/$59500 - 84 000$/$84000 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.
As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Job Description:
The TD Equipment Finance (TDEF) team is a center of excellence within TD Specialized Commercial Banking. Our mandate is to structure equipment financing (leases and loans) for business clients and prospects as an alternative to other conventional bank sources of financing such as term loans. We are looking for new team members to join our Compliance & Governance department within TDEF Canada through a short-term assignment of 8 months.
For this position you will provide a range of operational process support within the AML Compliance team functional area for TD Equipment Finance. You will develop and maintain knowledge of relevant internal guidelines regarding AML KYC as well as existing and emerging Compliance risk across the business. On a typical day you will be assisting the business by conducting AML reviews of potential and existing customers requests while adhering to TDs Compliance practices. You will act as a key resource/specialist owner by providing operational process support on Compliance matters by following established procedures. You will perform routine to broad tasks & investigate problems during reviews and help identify solutions. You will be providing support of Compliance related activities and transactions to resolve business issues. You will participate in improving the service delivery and support process improvement initiatives of the department while participating in special projects audits & Quality Control reviews.
Job Requirements :
Business line subject matter expert on Compliance matters. Researches and responds to compliance related questions as requested.
Meet or exceed customer expectations for turnaround time when conducting AML Reviews. Quickly resolve issues to deliver a positive customer experience with your ability to communicate effectively in both oral and written forms. Complete assigned tasks accurately with speed and within established standards.
Keep up to date on regulatory and policy modifications. Support development of procedures and governance processes and advise the Compliance stakeholders and teams of any changes.
Participate in the development and training to strengthen knowledge base of compliance and regulatory topics for the business. Stays current on changes regarding internal policies and procedures to understand impact and ensure compliance. Reviews and updates TDEF procedures as appropriate
Interact with control functions within the organization. Collaborate directly with Compliance partners and other related groups (Legal Op Risk GAML etc.) to support documentation and reporting required by external regulatory bodies and TD internal groups.
Consistently exercise discretion in managing correspondence information and all matters of confidentiality; escalate issues where appropriate.
Participate and take initiative related to all Internal/External Audits and Quality Control reviews. Develop and complete quality control validations as requested by Senior Management
Identify areas of risk and escalate emerging issues to the appropriate level. Assist Compliance team members in the use of Issues and Events system for tracking and reporting. Prepare summaries presentations briefing notes and any other required documentation to effectively report on the status of the Compliance programs at TDEF.
Participates in special projects and performs additional duties as required. Active participant in diverse Compliance & Governance business initiatives.
Ability to manage multiple requests and deadlines exercise sound judgment while ensuring accuracy in day-to-day situations.
Undergraduate degree
2 years relevant experience
Relevant professional designations and/or certifications as required.
Temporary assignment : 8 months
Who We Are:
TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we strive to make every interaction product and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to foster deeper relationships ensure disciplined execution and build a simpler faster banking experience. TD is deeply committed to being a leader in client experience that is why we believe that all colleagues no matter where they work are client facing. Together we are reimagining what banking can be for our clients colleagues and communities.
Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more
Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.
Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.
Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.
If youre passionate about helping clients and building deep lasting relationships TD offers diverse career paths where you can grow your expertise and make a meaningful impact.
Were committed to your success and foster a respectful workplace where diverse perspectives are valued everyone has fair opportunities to grow and you can unlock your full potential to achieve your career goals. Here at TD we hire and develop the best.
Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.
Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.
We look forward to hearing from you!
Language Requirement (Quebec only):
Maîtrise dune langue autre que le français pour offrir du soutien ou traiter avec des employés ou des collègues qui ont besoin de services et de soutien dans une langue autre que le français.Required Experience:
IC
